Form 4 for SUNE SUNation Energy, Inc.
Accepted 2021-08-04 00:00:00 ET · period of report 2021-08-02 · accession 0001615594-21-000083 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-04 | 2021-08-02 | SUNE | SAMPSON RANDALL D | Dir | M - OptEx | $4.73 | +49.3K | 71.8K | +218% | +$233.2K |
| DM | 2021-08-04 | 2021-08-02 | SUNE | SAMPSON RANDALL D | Dir | F - Tax | $7.15 | -32.6K | 76.6K | -30% | -$233.2K |
| DM | 2021-08-04 | 2021-08-02 | SUNE | SAMPSON RANDALL D | Dir | M - OptEx | $0.00 | -49.3K | 0 | -100% | $0 |
| D | 2021-08-04 | 2021-08-02 | SUNE | SAMPSON RANDALL D | Dir | J - Other | $0.00 | -16.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-02 | M | A | 12,500 | $2.74 | 78,253 | D | — | — | |
| 2 | Common | Common Stock | 2021-08-02 | F | D | 4,790 | $7.15 | 73,463 | D | — | — | |
| 3 | Common | Common Stock | 2021-08-02 | M | A | 10,000 | $4.94 | 83,463 | D | — | — | |
| 4 | Common | Common Stock | 2021-08-02 | F | D | 6,069 | $7.15 | 65,753 | D | — | — | |
| 5 | Common | Common Stock | 2021-08-02 | M | A | 16,767 | $6.33 | 76,666 | D | — | — | (F1) Includes 34,550 shares owned by reporting person individually and 25,349 shares owned jointly by reporting person and his spouse |
| 6 | Common | Common Stock | 2021-08-02 | F | D | 14,844 | $7.15 | 61,822 | D | — | — | |
| 7 | Common | Common Stock | 2021-08-02 | M | A | 10,000 | $4.34 | 71,822 | D | — | — | |
| 8 | Common | Common Stock | 2021-08-02 | F | D | 6,909 | $7.15 | 76,554 | D | — | — | |
| 9 | Derivative | Stock Option (Right-to-Buy) | 2021-08-02 | M | D | 12,500 | $0.00 | 0 | D | $2.74 · — to 2026-05-22 | 12,500 Common Stock | (F7) Option fully vested on May 22, 2020 |
| 10 | Derivative | Stock Option (Right-to-Buy) | 2021-08-02 | M | D | 16,767 | $0.00 | 0 | D | $6.33 · — to 2023-05-19 | 16,767 Common Stock | (F5) Option fully vested on May 19, 2017 |
| 11 | Derivative | Stock Option (Right-to-Buy) | 2021-08-02 | M | D | 10,000 | $0.00 | 0 | D | $4.34 · — to 2024-05-24 | 10,000 Common Stock | (F6) Option fully vested on May 24, 2018 |
| 12 | Derivative | Stock Option (Right-to-Buy) | 2021-08-02 | J | D | 16,767 | $0.00 | 0 | D | $11.05 · — to 2022-05-21 | 16,767 Common Stock | (F4) As provided under the 2011 Plan and in accordance with the determinations of the Compensation Committee, all stock options outstanding on August 2, 2021 having an exercise price equal or greater than the Fair Market Value on the August 2, 2021 closing date of the E&S Sale Transaction were terminated and cancelled as of the closing date without any payment therefor. |
| 13 | Derivative | Stock Option (Right-to-Buy) | 2021-08-02 | M | D | 10,000 | $0.00 | 0 | D | $4.94 · — to 2027-06-17 | 10,000 Common Stock | (F8) Option fully vested on June 17, 2021 |