Form 4 for SUNE SUNation Energy, Inc.
Accepted 2021-08-04 00:00:00 ET · period of report 2021-08-02 · accession 0001615594-21-000085 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-04 | 2021-08-02 | SUNE | Hlavka Kristin | Ctrl | F - Tax | $7.15 | -23.3K | 14.8K | -61% | -$166.8K |
| DM | 2021-08-04 | 2021-08-02 | SUNE | Hlavka Kristin | Ctrl | M - OptEx | $5.29 | +32.6K | 16.3K | New | +$172.4K |
| DM | 2021-08-04 | 2021-08-02 | SUNE | Hlavka Kristin | Ctrl | M - OptEx | $0.00 | -36.4K | 0 | -100% | $0 |
| D | 2021-08-04 | 2021-08-02 | SUNE | Hlavka Kristin | Ctrl | J - Other | $0.00 | -4,779 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-02 | F | D | 795 | $7.15 | 23,935 | D | — | — | |
| 2 | Common | Common Stock | 2021-08-02 | M | A | 7,393 | $3.61 | 23,654 | D | — | — | |
| 3 | Common | Common Stock | 2021-08-02 | F | D | 5,363 | $7.15 | 18,291 | D | — | — | |
| 4 | Common | Common Stock | 2021-08-02 | M | A | 3,943 | $2.64 | 19,670 | D | — | — | |
| 5 | Common | Common Stock | 2021-08-02 | F | D | 2,564 | $7.15 | 19,670 | D | — | — | |
| 6 | Common | Common Stock | 2021-08-02 | M | A | 5,759 | $5.39 | 25,429 | D | — | — | |
| 7 | Common | Common Stock | 2021-08-02 | F | D | 4,973 | $7.15 | 20,456 | D | — | — | |
| 8 | Common | Common Stock | 2021-08-02 | M | A | 2,407 | $7.15 | 22,863 | D | — | — | |
| 9 | Common | Common Stock | 2021-08-02 | F | D | 736 | $7.15 | 22,127 | D | — | — | |
| 10 | Common | Common Stock | 2021-08-02 | M | A | 2,603 | $7.15 | 24,730 | D | — | — | |
| 11 | Common | Common Stock | 2021-08-02 | M | A | 4,785 | $4.40 | 20,025 | D | — | — | |
| 12 | Common | Common Stock | 2021-08-02 | F | D | 1,596 | $7.15 | 15,240 | D | — | — | |
| 13 | Common | Common Stock | 2021-08-02 | M | A | 2,000 | $4.55 | 16,836 | D | — | — | |
| 14 | Common | Common Stock | 2021-08-02 | F | D | 7,295 | $7.15 | 14,836 | D | — | — | |
| 15 | Common | Common Stock | 2021-08-02 | M | A | 7,469 | $6.85 | 22,131 | D | — | — | |
| 16 | Common | Common Stock | 2021-08-02 | M | D | 3,764 | $7.15 | 16,261 | D | — | — | |
| 17 | Derivative | Stock Option (Right-to-Buy) | 2021-08-02 | M | D | 4,785 | $0.00 | 0 | D | $4.40 · 2021-08-01 to 2024-03-31 | 4,785 Common Stock | |
| 18 | Derivative | Stock Option (Right-to-Buy) | 2021-08-02 | M | D | 7,393 | $0.00 | 0 | D | $3.61 · 2021-08-01 to 2025-03-09 | 7,393 Common Stock | |
| 19 | Derivative | Stock Option (Right-to-Buy) | 2021-08-02 | M | D | 3,943 | $0.00 | 0 | D | $2.64 · 2021-08-01 to 2026-03-28 | 3,943 Common Stock | |
| 20 | Derivative | Stock Option (Right-to-Buy) | 2021-08-02 | M | D | 5,759 | $0.00 | 0 | D | $5.39 · 2021-08-01 to 2027-05-06 | 5,759 Common Stock | |
| 21 | Derivative | Restricted Stock Units | 2021-08-02 | M | D | 2,407 | $0.00 | 0 | D | $7.15 · 2021-08-01 to 2026-03-28 | 2,407 Common Stock | |
| 22 | Derivative | Restricted Stock Units | 2021-08-02 | M | D | 2,603 | $0.00 | 0 | D | $7.15 · 2021-08-01 to 2027-05-06 | 2,603 Common Stock | |
| 23 | Derivative | Stock Option (Right-to-Buy) | 2021-08-02 | J | D | 4,779 | $0.00 | 0 | D | $11.65 · — to 2022-03-17 | 4,779 Common Stock | (F1) as provided under the 2011 Plan and in accordance with the determinations of the Compensation Committee, all stock options outstanding on August 2, 2021 having an exercise price equal to or greater than the Fair Market Value on the August 2, 2021 closing date of the E&S Sale Transaction were terminated and cancelled as of the closing date without any payment therefor |
| 24 | Derivative | Stock Option (Right-to-Buy) | 2021-08-02 | M | D | 7,469 | $0.00 | 0 | D | $6.85 · 2021-08-01 to 2023-03-15 | 7,469 Common Stock | |
| 25 | Derivative | Stock Option (Right-to-Buy) | 2021-08-02 | M | D | 2,000 | $0.00 | 0 | D | $4.55 · 2021-08-01 to 2024-02-24 | 2,000 Common Stock |