Form 4 for SUNE SUNation Energy, Inc.
Accepted 2021-08-04 00:00:00 ET · period of report 2021-08-02 · accession 0001615594-21-000086 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-04 | 2021-08-02 | SUNE | Fandrich Mark | VP, CFO | M - OptEx | $4.79 | +116.8K | 49.7K | New | +$559.2K |
| DM | 2021-08-04 | 2021-08-02 | SUNE | Fandrich Mark | VP, CFO | F - Tax | $7.15 | -84.7K | 31.8K | -73% | -$605.4K |
| DM | 2021-08-04 | 2021-08-02 | SUNE | Fandrich Mark | VP, CFO | M - OptEx | $0.00 | -116.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-02 | M | A | 19,900 | $4.44 | 51,724 | D | — | — | |
| 2 | Common | Common Stock | 2021-08-02 | F | D | 15,777 | $7.15 | 35,947 | D | — | — | |
| 3 | Common | Common Stock | 2021-08-02 | M | A | 29,150 | $3.61 | 65,097 | D | — | — | |
| 4 | Common | Common Stock | 2021-08-02 | F | D | 21,375 | $7.15 | 43,722 | D | — | — | |
| 5 | Common | Common Stock | 2021-08-02 | M | A | 12,660 | $2.64 | 56,832 | D | — | — | |
| 6 | Common | Common Stock | 2021-08-02 | F | D | 8,358 | $7.15 | 48,024 | D | — | — | |
| 7 | Common | Common Stock | 2021-08-02 | M | A | 18,849 | $5.39 | 66,873 | D | — | — | |
| 8 | Common | Common Stock | 2021-08-02 | F | D | 16,349 | $7.15 | 50,524 | D | — | — | |
| 9 | Common | Common Stock | 2021-08-02 | M | A | 7,729 | $7.15 | 58,253 | D | — | — | |
| 10 | Common | Common Stock | 2021-08-02 | F | D | 2,365 | $7.15 | 55,888 | D | — | — | |
| 11 | Common | Common Stock | 2021-08-02 | M | A | 8,521 | $7.15 | 64,409 | D | — | — | |
| 12 | Common | Common Stock | 2021-08-02 | F | D | 2,607 | $7.15 | 61,802 | D | — | — | |
| 13 | Common | Common Stock | 2021-08-02 | M | A | 20,000 | $5.72 | 49,669 | D | — | — | |
| 14 | Common | Common Stock | 2021-08-02 | F | D | 17,845 | $7.15 | 31,824 | D | — | — | |
| 15 | Derivative | Restricted Stock Units | 2021-08-02 | M | D | 7,729 | $0.00 | 0 | D | $7.15 · 2021-08-01 to 2026-03-28 | 7,729 Common Stock | |
| 16 | Derivative | Stock Option (Right-to-Buy) | 2021-08-02 | M | D | 18,849 | $0.00 | 0 | D | $5.39 · 2021-08-01 to 2027-05-06 | 18,849 Common Stock | |
| 17 | Derivative | Stock Option (Right-to-Buy) | 2021-08-02 | M | D | 12,660 | $0.00 | 0 | D | $2.64 · 2021-08-01 to 2026-03-28 | 12,660 Common Stock | |
| 18 | Derivative | Stock Option (Right-to-Buy) | 2021-08-02 | M | D | 29,150 | $0.00 | 0 | D | $3.61 · 2021-08-01 to 2025-03-09 | 29,150 Common Stock | |
| 19 | Derivative | Stock Option (Right-to-Buy) | 2021-08-02 | M | D | 19,900 | $0.00 | 0 | D | $4.40 · 2021-08-01 to 2024-03-31 | 19,900 Common Stock | |
| 20 | Derivative | Stock Option (Right-to-Buy) | 2021-08-02 | M | D | 20,000 | $0.00 | 0 | D | $5.72 · 2021-08-01 to 2023-08-29 | 20,000 Common Stock | |
| 21 | Derivative | Restricted Stock Units | 2021-08-02 | M | D | 8,521 | $0.00 | 0 | D | $7.15 · 2021-08-01 to 2027-05-06 | 8,521 Common Stock |