Form 4 for SUNE SUNation Energy, Inc.
Accepted 2021-08-05 00:00:00 ET · period of report 2021-08-02 · accession 0001615594-21-000089 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-05 | 2021-08-02 | SUNE | FLUEGGE SCOTT | VP of IT | M - OptEx | $5.12 | +90.3K | 47.5K | New | +$462.5K |
| DM | 2021-08-05 | 2021-08-02 | SUNE | FLUEGGE SCOTT | VP of IT | F - Tax | $7.15 | -67.3K | 27.5K | -71% | -$481.5K |
| D | 2021-08-05 | 2021-08-02 | SUNE | FLUEGGE SCOTT | VP of IT | J - Other | $0.00 | -15.7K | 0 | -100% | $0 |
| DM | 2021-08-05 | 2021-08-02 | SUNE | FLUEGGE SCOTT | VP of IT | M - OptEx | $0.00 | -90.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-02 | M | A | 10,000 | $4.40 | 37,454 | D | — | — | |
| 2 | Common | Common Stock | 2021-08-02 | F | D | 9,497 | $7.15 | 27,997 | D | — | — | |
| 3 | Common | Common Stock | 2021-08-02 | M | A | 10,621 | $3.61 | 38,618 | D | — | — | |
| 4 | Common | Common Stock | 2021-08-02 | F | D | 7,981 | $7.15 | 30,637 | D | — | — | |
| 5 | Common | Common Stock | 2021-08-02 | M | A | 16,410 | $2.64 | 47,047 | D | — | — | |
| 6 | Common | Common Stock | 2021-08-02 | F | D | 11,157 | $7.15 | 35,890 | D | — | — | |
| 7 | Common | Common Stock | 2021-08-02 | M | A | 8,752 | $5.39 | 44,642 | D | — | — | |
| 8 | Common | Common Stock | 2021-08-02 | F | D | 5,183 | $7.15 | 39,459 | D | — | — | |
| 9 | Common | Common Stock | 2021-08-02 | M | A | 12,782 | $5.39 | 52,241 | D | — | — | |
| 10 | Common | Common Stock | 2021-08-02 | F | D | 10,748 | $7.15 | 41,493 | D | — | — | |
| 11 | Common | Common Stock | 2021-08-02 | M | A | 5,343 | $7.15 | 46,836 | D | — | — | |
| 12 | Common | Common Stock | 2021-08-02 | F | D | 1,301 | $7.15 | 45,535 | D | — | — | |
| 13 | Common | Common Stock | 2021-08-02 | M | A | 5,779 | $7.15 | 51,314 | D | — | — | |
| 14 | Common | Common Stock | 2021-08-02 | F | D | 1,407 | $7.15 | 49,907 | D | — | — | |
| 15 | Common | Common Stock | 2021-08-02 | M | A | 20,624 | $6.85 | 47,518 | D | — | — | |
| 16 | Common | Common Stock | 2021-08-02 | F | D | 20,064 | $7.15 | 27,454 | D | — | — | |
| 17 | Derivative | Stock Option (Right-to-Buy) | 2021-08-02 | J | D | 15,732 | $0.00 | 0 | D | $11.65 · — to 2022-03-17 | 15,732 Common Stock | (F1) As provided under the 2011 Plan and in accordance with the determinations of the Compensation Committee, all stock options outstanding on August 2, 2021 having an exercise price equal to or greater than the Fair Market Value on the August 2, 2021 closing date of the E&S Sale Transaction were terminated and cancelled as of the closing without any payment therefor |
| 18 | Derivative | Stock Option (Right-to-Buy) | 2021-08-02 | M | D | 11,724 | $0.00 | 0 | D | $6.85 · 2021-08-01 to 2023-03-15 | 11,724 Common Stock | |
| 19 | Derivative | Stock Option (Right-to-Buy) | 2021-08-02 | M | D | 8,900 | $0.00 | 0 | D | $6.85 · 2021-08-01 to 2023-03-15 | 8,900 Common Stock | |
| 20 | Derivative | Stock Option (Right-to-Buy) | 2021-08-02 | M | D | 10,000 | $0.00 | 0 | D | $6.55 · 2021-08-01 to 2023-05-25 | 10,000 Common Stock | |
| 21 | Derivative | Restricted Stock Units | 2021-08-02 | M | D | 5,779 | $0.00 | 0 | D | $7.15 · 2021-08-01 to 2027-05-06 | 5,779 Common Stock | |
| 22 | Derivative | Stock Option (Right-to-Buy) | 2021-08-02 | M | D | 16,410 | $0.00 | 0 | D | $3.61 · 2021-08-01 to 2025-03-09 | 16,410 Common Stock | |
| 23 | Derivative | Stock Option (Right-to-Buy) | 2021-08-02 | M | D | 8,752 | $0.00 | 0 | D | $2.64 · 2021-08-01 to 2026-03-28 | 8,752 Common Stock | |
| 24 | Derivative | Stock Option (Right-to-Buy) | 2021-08-02 | M | D | 12,782 | $0.00 | 0 | D | $5.39 · 2021-08-01 to 2027-05-06 | 12,782 Common Stock | |
| 25 | Derivative | Restricted Stock Units | 2021-08-02 | M | D | 5,343 | $0.00 | 0 | D | $7.15 · 2021-08-01 to 2026-03-28 | 5,343 Common Stock | |
| 26 | Derivative | Stock Option (Right-to-Buy) | 2021-08-02 | M | D | 10,621 | $0.00 | 0 | D | $4.40 · 2021-08-01 to 2024-03-31 | 10,621 Common Stock |