Form 4 for SUNE SUNation Energy, Inc.
Accepted 2021-08-05 00:00:00 ET · period of report 2021-08-02 · accession 0001615594-21-000090 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-05 | 2021-08-02 | SUNE | Kumar Anita | Pres, CEO, Dir | M - OptEx | $5.33 | +47.2K | 23.7K | New | +$251.7K |
| DM | 2021-08-05 | 2021-08-02 | SUNE | Kumar Anita | Pres, CEO, Dir | F - Tax | $7.15 | -32.5K | 22.2K | -59% | -$232.1K |
| DM | 2021-08-05 | 2021-08-02 | SUNE | Kumar Anita | Pres, CEO, Dir | M - OptEx | $0.00 | -47.2K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-02 | M | A | 25,000 | $4.45 | 33,815 | D | — | — | |
| 2 | Common | Common Stock | 2021-08-02 | F | D | 9,071 | $7.15 | 8,815 | D | — | — | |
| 3 | Common | Common Stock | 2021-08-02 | M | A | 10,493 | $5.39 | 17,886 | D | — | — | |
| 4 | Common | Common Stock | 2021-08-02 | F | D | 19,805 | $7.15 | 14,010 | D | — | — | |
| 5 | Common | Common Stock | 2021-08-02 | M | A | 1,992 | $7.15 | 16,002 | D | — | — | |
| 6 | Common | Common Stock | 2021-08-02 | F | D | 609 | $7.15 | 15,393 | D | — | — | |
| 7 | Common | Common Stock | 2021-08-02 | M | A | 4,743 | $7.15 | 20,136 | D | — | — | |
| 8 | Common | Common Stock | 2021-08-02 | F | D | 1,451 | $7.15 | 18,685 | D | — | — | |
| 9 | Common | Common Stock | 2021-08-02 | M | A | 5,000 | $7.15 | 23,685 | D | — | — | |
| 10 | Common | Common Stock | 2021-08-02 | F | D | 1,530 | $7.15 | 22,155 | D | — | — | |
| 11 | Derivative | Stock Option (Right-to-Buy) | 2021-08-02 | M | D | 10,493 | $0.00 | 0 | D | $5.39 · 2021-08-01 to 2027-05-06 | 10,493 Common Stock | |
| 12 | Derivative | Stock Option (Right-to-Buy) | 2021-08-02 | M | D | 25,000 | $0.00 | 0 | D | $4.45 · 2021-08-01 to 2027-06-06 | 25,000 Common Stock | |
| 13 | Derivative | Restricted Stock Units | 2021-08-02 | M | D | 1,992 | $0.00 | 0 | D | $7.15 · 2021-08-01 to 2026-03-28 | 1,992 Common Stock | |
| 14 | Derivative | Restricted Stock Units | 2021-08-02 | M | D | 4,743 | $0.00 | 0 | D | $7.15 · 2021-08-01 to 2027-05-08 | 4,743 Common Stock | |
| 15 | Derivative | Restricted Stock Units | 2021-08-02 | M | D | 5,000 | $0.00 | 0 | D | $7.15 · 2021-08-01 to 2027-05-06 | 5,000 Common Stock |