Form 4 for PENG Penguin Solutions, Inc.
Accepted 2025-07-22 00:00:00 ET · period of report 2025-07-20 · accession 0001616533-25-000042 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-07-22 | 2025-07-20 | PENG | Pacheco Jack A | EVP, COO, Pres, Integrated Mem | F - Tax | $24.43 | -2,158 | 227.2K | -0.9% | -$52.7K |
| DM | 2025-07-22 | 2025-07-21 | PENG | Pacheco Jack A | EVP, COO, Pres, Integrated Mem | M - OptEx | $10.69 | +63.4K | 287.2K | +28% | +$678.5K |
| DM | 2025-07-22 | 2025-07-21 | PENG | Pacheco Jack A | EVP, COO, Pres, Integrated Mem | S - Sale+OE | $24.83 | -63.4K | 227.2K | -22% | -$1.58M |
| DM | 2025-07-22 | 2025-07-21 | PENG | Pacheco Jack A | EVP, COO, Pres, Integrated Mem | M - OptEx | $0.00 | -63.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-07-20 | F | D | 2,158 | $24.43 | 227,231 | D | — | — | |
| 2 | Common | Common Stock | 2025-07-21 | M | A | 3,447 | $9.20 | 230,678 | D | — | — | |
| 3 | Common | Common Stock | 2025-07-21 | S | D | 60,000 | $24.83 | 227,231 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $24.25 to $25.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| 4 | Common | Common Stock | 2025-07-21 | M | A | 60,000 | $10.78 | 287,231 | D | — | — | |
| 5 | Common | Common Stock | 2025-07-21 | S | D | 3,447 | $24.84 | 227,231 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $24.33 to $25.14. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2025-07-21 | M | D | 3,447 | $0.00 | 0 | D | $9.20 · — to 2030-03-12 | 3,447 Common Stock | (F5) This option is fully vested and exercisable. |
| 7 | Derivative | Employee Stock Option (right to buy) | 2025-07-21 | M | D | 60,000 | $0.00 | 0 | D | $10.78 · — to 2029-01-22 | 60,000 Common Stock | (F5) This option is fully vested and exercisable. |