Form 4 for CDNA CareDx, Inc.
Accepted 2024-08-22 00:00:00 ET · period of report 2024-08-20 · accession 0001617150-24-000012 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-08-22 | 2024-08-20+ | CDNA | Johnson Alexander L | See Remarks | S - Sale+OE | $32.96 | -61.0K | 285.0K | -18% | -$2.01M |
| DM | 2024-08-22 | 2024-08-20+ | CDNA | Johnson Alexander L | See Remarks | M - OptEx | $23.48 | +61.0K | 306.5K | +25% | +$1.43M |
| DM | 2024-08-22 | 2024-08-20+ | CDNA | Johnson Alexander L | See Remarks | M - OptEx | $0.00 | -61.0K | 49.6K | -55% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-08-21 | S | D | 21,557 | $32.58 | 284,983 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.50 to $32.98, inclusive. |
| 2 | Common | Common Stock | 2024-08-20 | M | A | 39,466 | $23.48 | 324,449 | D | — | — | |
| 3 | Common | Common Stock | 2024-08-20 | S | D | 39,466 | $33.17 | 284,983 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.00 to $33.75, inclusive. The reporting person undertakes to provide to CareDx, Inc., any security holder of CareDx, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. |
| 4 | Common | Common Stock | 2024-08-21 | M | A | 21,557 | $23.48 | 306,540 | D | — | — | |
| 5 | Derivative | Employee Stock Option (right to buy) | 2024-08-20 | M | D | 39,466 | $0.00 | 71,126 | D | $23.48 · — to 2032-08-09 | 39,466 Common Stock | (F3) 1/4th of the shares subject to this option vested on June 16, 2023 and the remaining 3/4th of the shares subject to this option will vest monthly thereafter in 35 equal installments of 2,347 shares and one installment of 281 shares, until fully vested. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2024-08-21 | M | D | 21,557 | $0.00 | 49,569 | D | $23.48 · — to 2032-08-09 | 21,557 Common Stock | (F3) 1/4th of the shares subject to this option vested on June 16, 2023 and the remaining 3/4th of the shares subject to this option will vest monthly thereafter in 35 equal installments of 2,347 shares and one installment of 281 shares, until fully vested. |