Form 4 for SWKHL SWK Holdings Corp
Accepted 2022-01-12 00:00:00 ET · period of report 2022-01-07 · accession 0001619039-22-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-01-12 | 2022-01-07 | SWKHL | Haga Christopher W | Dir | A - Grant | — | +19 | 38.6K | +0.0% | — | |
| 2022-01-12 | 2022-01-07 | SWKHL | Haga Christopher W | Dir | D - Sale to Iss | — | -1,363 | 37.2K | -4% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-07 | A | A | 19 | — | 38,596 | D | — | — | (F1) Reflects compensation for services as a director from January 1, 2022 through January 7, 2022, based on the $19.87 closing price of the common stock on January 7, 2022. |
| 2 | Common | Common Stock | 2022-01-07 | D | D | 1,363 | — | 37,233 | D | — | — | (F2) Forfeiture of non-vested restricted stock award as a result of resignation as a director. |