Form 4 for TCBK TRICO BANCSHARES /
Accepted 2021-07-26 00:00:00 ET · period of report 2021-07-22 · accession 0001620863-21-000053 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-07-26 | 2021-07-22 | TCBK | SMITH RICHARD P | CEO, Pres, Dir | M - OptEx | — | +5,788 | 215.1K | +3% | — |
| DMI | 2021-07-26 | 2021-07-22 | TCBK | SMITH RICHARD P | CEO, Pres, Dir | J - Other | — | 0 | 1.20M | New | — |
| D | 2021-07-26 | 2021-07-22 | TCBK | SMITH RICHARD P | CEO, Pres, Dir | F - Tax | $39.66 | +3,319 | 211.8K | +2% | +$131.6K |
| D | 2021-07-26 | 2021-07-22 | TCBK | SMITH RICHARD P | CEO, Pres, Dir | M - OptEx | $0.00 | -5,788 | 29.0K | -17% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-22 | M | A | 5,788 | — | 215,102 | D By ESOP | — | — | (F1) Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 3,965 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 146%. |
| 2 | Common | Common Stock | 2021-07-22 | J | A | 0 | $0.00 | 36,282.71 | I By Spouse | — | — | |
| 3 | Common | Common Stock | 2021-07-22 | F | A | 3,319 | $39.66 | 211,783 | D By ESOP Trustee | — | — | (F2) Reflects shares withheld to pay for taxes. |
| 4 | Common | Common Stock | 2021-07-22 | J | A | 0 | $0.00 | 240.95 | I | — | — | |
| 5 | Common | Common Stock | 2021-07-22 | J | A | 0 | $0.00 | 1,199,798 | I | — | — | |
| 6 | Derivative | Performance Stock Unit | 2021-07-22 | M | D | 5,788 | $0.00 | 28,955 | D | — · — to — | 5,788 Common Stock | (F1) Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 3,965 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 146%. |