Form 4 for TCBK TRICO BANCSHARES /
Accepted 2021-11-03 00:00:00 ET · period of report 2021-11-01 · accession 0001620863-21-000055 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2021-11-03 | 2021-11-01 | TCBK | SMITH RICHARD P | CEO, Pres, Dir | J - Other | — | 0 | 242.36 | New | — |
| D | 2021-11-03 | 2021-11-01 | TCBK | SMITH RICHARD P | CEO, Pres, Dir | F - Tax | $45.51 | -28.2K | 223.6K | -11% | -$1.28M |
| D | 2021-11-03 | 2021-11-01 | TCBK | SMITH RICHARD P | CEO, Pres, Dir | M - OptEx | $15.34 | +40.0K | 251.8K | +19% | +$613.6K |
| D | 2021-11-03 | 2021-11-01 | TCBK | SMITH RICHARD P | CEO, Pres, Dir | M - OptEx | $15.34 | -40.0K | 44.0K | -48% | -$613.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-01 | J | A | 0 | $0.00 | 36,282.71 | I By ESOP Trustee | — | — | |
| 2 | Common | Common Stock | 2021-11-01 | J | A | 0 | $0.00 | 1,080,635 | I | — | — | |
| 3 | Common | Common Stock | 2021-11-01 | J | A | 0 | $0.00 | 242.36 | I | — | — | |
| 4 | Common | Common Stock | 2021-11-01 | F | D | 28,185 | $45.51 | 223,598 | D By Spouse | — | — | (F1) Reflects shares withheld for a "net exercise" of outstanding stock options and to pay taxes. |
| 5 | Common | Common Stock | 2021-11-01 | M | A | 40,000 | $15.34 | 251,783 | D By ESOP | — | — | |
| 6 | Derivative | Option Common Stock | 2021-11-01 | M | D | 40,000 | $15.34 | 44,000 | D | $15.34 · 2017-05-22 to 2022-05-22 | 40,000 Common Stock |