Form 4 for TCBK TRICO BANCSHARES /
Accepted 2022-06-01 00:00:00 ET · period of report 2022-05-27 · accession 0001620863-22-000042 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2022-06-01 | 2022-05-27 | TCBK | SMITH RICHARD P | CEO, Pres, Dir | J - Other | — | 0 | 245.22 | New | — |
| D | 2022-06-01 | 2022-05-27 | TCBK | SMITH RICHARD P | CEO, Pres, Dir | F - Tax | $45.77 | -1,236 | 224.5K | -0.5% | -$56.6K |
| D | 2022-06-01 | 2022-05-27 | TCBK | SMITH RICHARD P | CEO, Pres, Dir | M - OptEx | — | +2,156 | 225.8K | +1.0% | — |
| D | 2022-06-01 | 2022-05-27 | TCBK | SMITH RICHARD P | CEO, Pres, Dir | M - OptEx | $0.00 | -2,156 | 29.4K | -7% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-05-27 | J | A | 0 | $0.00 | 1,061,313 | I | — | — | |
| 2 | Common | Common Stock | 2022-05-27 | J | A | 0 | $0.00 | 36,364.83 | I ESOP Trustee | — | — | |
| 3 | Common | Common Stock | 2022-05-27 | J | A | 0 | $0.00 | 245.22 | I | — | — | |
| 4 | Common | Common Stock | 2022-05-27 | F | D | 1,236 | $45.77 | 224,518 | D By Spouse | — | — | (F2) Reflects shares withheld to pay taxes. |
| 5 | Common | Common Stock | 2022-05-27 | M | A | 2,156 | — | 225,754 | D By ESOP | — | — | (F1) 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 27, 2021 based on closing price of $45.77 on May 27, 2022. |
| 6 | Derivative | Restricted Stock Units | 2022-05-27 | M | D | 2,156 | $0.00 | 29,445 | D | — · — to — | 2,156 Common Stock | (F1) 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 27, 2021 based on closing price of $45.77 on May 27, 2022. |