Form 4 for TCBK TRICO BANCSHARES /
Accepted 2022-06-23 00:00:00 ET · period of report 2022-06-21 · accession 0001620863-22-000055 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-06-23 | 2022-06-21 | TCBK | SMITH RICHARD P | CEO, Pres | M - OptEx | — | +1,082 | 227.1K | +0.5% | — |
| D | 2022-06-23 | 2022-06-21 | TCBK | SMITH RICHARD P | CEO, Pres | F - Tax | $45.91 | -620 | 226.5K | -0.3% | -$28.5K |
| DMI | 2022-06-23 | 2022-06-21 | TCBK | SMITH RICHARD P | CEO, Pres | J - Other | — | 0 | 245.22 | New | — |
| D | 2022-06-23 | 2022-06-21 | TCBK | SMITH RICHARD P | CEO, Pres | M - OptEx | $0.00 | -1,082 | 24.9K | -4% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-21 | M | A | 1,082 | — | 227,089 | D By ESOP | — | — | (F1) 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 18, 2018 based on closing price of $45.91 on June 21, 2022. |
| 2 | Common | Common Stock | 2022-06-21 | F | D | 620 | $45.91 | 226,469 | D By Spouse | — | — | (F2) Reflects shares withheld to pay taxes. |
| 3 | Common | Common Stock | 2022-06-21 | J | A | 0 | $0.00 | 36,364.83 | I ESOP Trustee | — | — | |
| 4 | Common | Common Stock | 2022-06-21 | J | A | 0 | $0.00 | 1,061,313 | I | — | — | |
| 5 | Common | Common Stock | 2022-06-21 | J | A | 0 | $0.00 | 245.22 | I | — | — | |
| 6 | Derivative | Restricted Stock Units | 2022-06-21 | M | D | 1,082 | $0.00 | 24,874 | D | — · — to — | 1,082 Common Stock | (F1) 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 18, 2018 based on closing price of $45.91 on June 21, 2022. |