Form 4 for TCBK TRICO BANCSHARES /
Accepted 2022-07-14 00:00:00 ET · period of report 2022-07-13 · accession 0001620863-22-000066 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2022-07-14 | 2022-07-13 | TCBK | SMITH RICHARD P | CEO, Pres, Dir | J - Other | — | 0 | 246.56 | New | — |
| D | 2022-07-14 | 2022-07-13 | TCBK | SMITH RICHARD P | CEO, Pres, Dir | M - OptEx | — | +8,873 | 236.2K | +4% | — |
| D | 2022-07-14 | 2022-07-13 | TCBK | SMITH RICHARD P | CEO, Pres, Dir | F - Tax | $45.53 | -5,088 | 231.1K | -2% | -$231.7K |
| D | 2022-07-14 | 2022-07-13 | TCBK | SMITH RICHARD P | CEO, Pres, Dir | M - OptEx | $0.00 | -8,873 | 21.7K | -29% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-07-13 | J | A | 0 | $0.00 | 1,061,313 | I | — | — | |
| 2 | Common | Common Stock | 2022-07-13 | M | A | 8,873 | — | 236,175 | D By ESOP | — | — | (F1) Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 7,273 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 122%. |
| 3 | Common | Common Stock | 2022-07-13 | F | D | 5,088 | $45.53 | 231,087 | D By spouse | — | — | (F2) Reflects shares withheld to pay taxes |
| 4 | Common | Common Stock | 2022-07-13 | J | A | 0 | $0.00 | 36,364.83 | I ESOP Trustee | — | — | |
| 5 | Common | Common Stock | 2022-07-13 | J | A | 0 | $0.00 | 246.56 | I | — | — | |
| 6 | Derivative | Performance Stock Unit | 2022-07-13 | M | D | 8,873 | $0.00 | 21,682 | D | — · — to — | 8,873 Common Stock | (F1) Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 7,273 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 122%. |