Form 4 for TCBK TRICO BANCSHARES /
Accepted 2022-08-12 00:00:00 ET · period of report 2022-08-11 · accession 0001620863-22-000068 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2022-08-12 | 2022-08-11 | TCBK | SMITH RICHARD P | CEO, Pres, Dir | J - Other | — | 0 | 36.4K | New | — |
| D | 2022-08-12 | 2022-08-11 | TCBK | SMITH RICHARD P | CEO, Pres, Dir | M - OptEx | $19.46 | +44.0K | 275.1K | +19% | +$856.2K |
| D | 2022-08-12 | 2022-08-11 | TCBK | SMITH RICHARD P | CEO, Pres, Dir | F - Tax | $47.57 | -32.9K | 242.2K | -12% | -$1.57M |
| D | 2022-08-12 | 2022-08-11 | TCBK | SMITH RICHARD P | CEO, Pres, Dir | M - OptEx | $19.46 | -44.0K | 0 | -100% | -$856.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-11 | J | A | 0 | $0.00 | 1,117,086 | I | — | — | |
| 2 | Common | Common Stock | 2022-08-11 | J | A | 0 | $0.00 | 246.56 | I | — | — | |
| 3 | Common | Common Stock | 2022-08-11 | J | A | 0 | $0.00 | 36,364.83 | I ESOP Trustee | — | — | |
| 4 | Common | Common Stock | 2022-08-11 | M | A | 44,000 | $19.46 | 275,087 | D By ESOP | — | — | |
| 5 | Common | Common Stock | 2022-08-11 | F | D | 32,910 | $47.57 | 242,177 | D By spouse | — | — | (F1) Reflects shares withheld for a "net exercise" of outstanding stock options and to pay taxes. |
| 6 | Derivative | Option Common Stock | 2022-08-11 | M | D | 44,000 | $19.46 | 0 | D | $19.46 · 2018-05-09 to 2023-05-09 | 44,000 Common Stock |