Form 4 for TCBK TRICO BANCSHARES /
Accepted 2023-02-28 00:00:00 ET · period of report 2023-02-24 · accession 0001620863-23-000006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2023-02-28 | 2023-02-24 | TCBK | SMITH RICHARD P | CEO, Pres, Dir | J - Other | — | 0 | 36.4K | New | — |
| D | 2023-02-28 | 2023-02-24 | TCBK | SMITH RICHARD P | CEO, Pres, Dir | F - Tax | $50.14 | -4,395 | 245.4K | -2% | -$220.4K |
| D | 2023-02-28 | 2023-02-24 | TCBK | SMITH RICHARD P | CEO, Pres, Dir | M - OptEx | — | +7,655 | 249.8K | +3% | — |
| D | 2023-02-28 | 2023-02-24 | TCBK | SMITH RICHARD P | CEO, Pres, Dir | M - OptEx | $0.00 | -7,655 | 25.1K | -23% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-24 | J | A | 0 | $0.00 | 249.65 | I | — | — | |
| 2 | Common | Common Stock | 2023-02-24 | J | A | 0 | $0.00 | 1,117,086 | I | — | — | |
| 3 | Common | Common Stock | 2023-02-24 | F | D | 4,395 | $50.14 | 245,437 | D By spouse | — | — | (F2) Reflects shares withheld to pay taxes. |
| 4 | Common | Common Stock | 2023-02-24 | J | A | 0 | $0.00 | 36,364.83 | I ESOP Trustee | — | — | |
| 5 | Common | Common Stock | 2023-02-24 | M | A | 7,655 | — | 249,832 | D By ESOP | — | — | (F1) 100% vesting of Restricted Stock Unit award, including accumulated dividends, granted 2/24/2022 based on closing price of $50.14 on 2/24/2023. |
| 6 | Derivative | Restricted stock unit | 2023-02-24 | M | D | 7,655 | $0.00 | 25,142 | D | — · — to — | 7,655 Common Stock | (F1) 100% vesting of Restricted Stock Unit award, including accumulated dividends, granted 2/24/2022 based on closing price of $50.14 on 2/24/2023. |