Form 4 for TCBK TRICO BANCSHARES /
Accepted 2023-05-08 00:00:00 ET · period of report 2023-05-05 · accession 0001620863-23-000009 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2023-05-08 | 2023-05-05 | TCBK | Giese Cory W | Dir | J - Other | — | 0 | 41.8K | New | — |
| D | 2023-05-08 | 2023-05-05 | TCBK | Giese Cory W | Dir | F - Tax | $31.06 | -2,506 | 12.4K | -17% | -$77.8K |
| D | 2023-05-08 | 2023-05-05 | TCBK | Giese Cory W | Dir | M - OptEx | $19.56 | +4,000 | 14.9K | +37% | +$78.2K |
| D | 2023-05-08 | 2023-05-05 | TCBK | Giese Cory W | Dir | M - OptEx | $19.46 | -4,000 | 0 | -100% | -$77.8K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-05 | J | A | 0 | $0.00 | 1,117,806 | I | — | — | |
| 2 | Common | Common Stock | 2023-05-05 | J | A | 0 | $0.00 | 41,848 | I | — | — | |
| 3 | Common | Common Stock | 2023-05-05 | F | D | 2,506 | $31.06 | 12,427.47 | D ESOP Trustee | — | — | (F1) Reflects shares withheld for a net exercise of outstanding stock options. |
| 4 | Common | Common Stock | 2023-05-05 | M | A | 4,000 | $19.56 | 14,933.47 | D By spouse | — | — | |
| 5 | Derivative | Option Common Stock | 2023-05-05 | M | D | 4,000 | $19.46 | 0 | D | $19.46 · 2018-05-09 to 2023-05-09 | 4,000 Common Stock |