Form 4 for TCBK TRICO BANCSHARES /
Accepted 2023-05-19 00:00:00 ET · period of report 2023-05-18 · accession 0001620863-23-000014 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2023-05-19 | 2023-05-19 | TCBK | Koehnen Michael W | Dir | J - Other | — | 0 | 97.7K | New | — |
| D | 2023-05-19 | 2023-05-19 | TCBK | Koehnen Michael W | Dir | M - OptEx | — | +1,866 | 109.0K | +2% | — |
| DM | 2023-05-19 | 2023-05-18+ | TCBK | Koehnen Michael W | Dir | M - OptEx | $0.00 | +253 | 0 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-19 | J | A | 0 | $0.00 | 4,400 | I Koehnen & Sons Profit Sharing | — | — | |
| 2 | Common | Common Stock | 2023-05-19 | J | A | 0 | $0.00 | 1,117,086 | I By mothers trust | — | — | |
| 3 | Common | Common Stock | 2023-05-19 | J | A | 0 | $0.00 | 2,300 | I ESOP Trustee | — | — | |
| 4 | Common | Common Stock | 2023-05-19 | M | A | 1,866 | — | 108,974.28 | D By spouse | — | — | (F1) Represents the conversion upon vesting of RSU into common stock on a one for one basis. RSU was granted on May 19, 2022. Price per share on vesting date (May 19, 2023) is $33.55. |
| 5 | Common | Common Stock | 2023-05-19 | J | A | 0 | $0.00 | 8,600 | I Koehnen & Sons | — | — | |
| 6 | Common | Common Stock | 2023-05-19 | J | A | 0 | $0.00 | 97,715 | I | — | — | |
| 7 | Derivative | Restricted stock unit | 2023-05-18 | M | A | 2,119 | $0.00 | 2,119 | D | — · — to — | 2,119 Common Stock | (F2) No transactions occurred amongst these shares. Intended only to reflect the number of shares beneficially owned. (F3) Represents the grant of Restricted Stock Units. 100% of shares vest on 5/18/2024. Cash dividends on RSU are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $35.39 (based on the 30-day average closing price of Issuers common stock. |
| 8 | Derivative | Restricted stock unit | 2023-05-19 | M | D | 1,866 | $0.00 | 0 | D | — · — to — | 1,866 Common Stock | (F1) Represents the conversion upon vesting of RSU into common stock on a one for one basis. RSU was granted on May 19, 2022. Price per share on vesting date (May 19, 2023) is $33.55. |