Form 4 for TCBK TRICO BANCSHARES /
Accepted 2023-06-06 00:00:00 ET · period of report 2023-06-05 · accession 0001620863-23-000029 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2023-06-06 | 2023-06-05 | TCBK | CARNEY CRAIG B | EVP Chief Credit Off | J - Other | — | 0 | 18.3K | New | — |
| D | 2023-06-06 | 2023-06-05 | TCBK | CARNEY CRAIG B | EVP Chief Credit Off | F - Tax | $35.18 | -607 | 29.2K | -2% | -$21.4K |
| D | 2023-06-06 | 2023-06-05 | TCBK | CARNEY CRAIG B | EVP Chief Credit Off | M - OptEx | — | +1,060 | 29.8K | +4% | — |
| D | 2023-06-06 | 2023-06-05 | TCBK | CARNEY CRAIG B | EVP Chief Credit Off | M - OptEx | $0.00 | -1,060 | 1,060 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-05 | J | A | 0 | $0.00 | 150.89 | I | — | — | |
| 2 | Common | Common Stock | 2023-06-05 | J | A | 0 | $0.00 | 18,262.50 | I | — | — | |
| 3 | Common | Common Stock | 2023-06-05 | F | D | 607 | $35.18 | 29,241 | D By daughter | — | — | (F2) Reflects shares withheld to pay tax liability. |
| 4 | Common | Common Stock | 2023-06-05 | M | A | 1,060 | — | 29,848 | D By ESOP | — | — | (F1) 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on June 5, 2020. Price per share on vesting date (June 5, 2023, 2023) is $35.18. |
| 5 | Derivative | Restricted stock unit | 2023-06-05 | M | D | 1,060 | $0.00 | 1,060 | D | — · — to — | 1,060 Common Stock | (F1) 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on June 5, 2020. Price per share on vesting date (June 5, 2023, 2023) is $35.18. |