Form 4 for TCBK TRICO BANCSHARES /
Accepted 2023-06-06 00:00:00 ET · period of report 2023-06-05 · accession 0001620863-23-000033 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2023-06-06 | 2023-06-05 | TCBK | SMITH RICHARD P | CEO, Pres, COB, Dir | J - Other | — | 0 | 1.15M | New | — |
| D | 2023-06-06 | 2023-06-05 | TCBK | SMITH RICHARD P | CEO, Pres, COB, Dir | M - OptEx | — | +3,579 | 250.0K | +1% | — |
| D | 2023-06-06 | 2023-06-05 | TCBK | SMITH RICHARD P | CEO, Pres, COB, Dir | F - Tax | $35.18 | -2,052 | 247.9K | -0.8% | -$72.2K |
| D | 2023-06-06 | 2023-06-05 | TCBK | SMITH RICHARD P | CEO, Pres, COB, Dir | M - OptEx | $0.00 | -3,579 | 3,578 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-05 | J | A | 0 | $0.00 | 251.44 | I | — | — | |
| 2 | Common | Common Stock | 2023-06-05 | M | A | 3,579 | — | 249,959 | D By ESOP | — | — | (F1) 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on June 5, 2020. Price per share on vesting date (June 5, 2023, 2023) is $35.18. |
| 3 | Common | Common Stock | 2023-06-05 | F | D | 2,052 | $35.18 | 247,907 | D By spouse | — | — | (F2) Reflects shares withheld to pay tax liability. |
| 4 | Common | Common Stock | 2023-06-05 | J | A | 0 | $0.00 | 38,299.26 | I ESOP Trustee | — | — | |
| 5 | Common | Common Stock | 2023-06-05 | J | A | 0 | $0.00 | 1,151,768 | I | — | — | |
| 6 | Derivative | Restricted stock unit | 2023-06-05 | M | D | 3,579 | $0.00 | 3,578 | D | — · — to — | 3,579 Common Stock | (F1) 25% vesting of Restricted Stock Unit award, including accumulated dividends, granted on June 5, 2020. Price per share on vesting date (June 5, 2023, 2023) is $35.18. |