Form 4 for TCBK TRICO BANCSHARES /
Accepted 2023-06-13 00:00:00 ET · period of report 2023-06-12 · accession 0001620863-23-000039 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-06-13 | 2023-06-12 | TCBK | Fleshood John | EVP COO | F - Tax | $37.21 | -3,474 | 32.0K | -10% | -$129.3K |
| DI | 2023-06-13 | 2023-06-12 | TCBK | Fleshood John | EVP COO | J - Other | — | 0 | 1,590 | New | — |
| D | 2023-06-13 | 2023-06-12 | TCBK | Fleshood John | EVP COO | M - OptEx | — | +6,901 | 35.5K | +24% | — |
| D | 2023-06-13 | 2023-06-12 | TCBK | Fleshood John | EVP COO | M - OptEx | $0.00 | -6,901 | 7,644 | -47% | $0 |
| DM | 2023-06-13 | 2023-06-12 | TCBK | Fleshood John | EVP COO | A - Grant | $0.00 | +10.8K | 13.5K | +390% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-12 | F | D | 3,474 | $37.21 | 32,040.94 | D | — | — | (F2) Reflects shares withheld to pay tax liability. |
| 2 | Common | Common Stock | 2023-06-12 | J | A | 0 | $0.00 | 1,590.25 | I | — | — | |
| 3 | Common | Common Stock | 2023-06-12 | M | A | 6,901 | — | 35,514.94 | D By ESOP | — | — | (F1) Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 5732 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 120.4%. |
| 4 | Derivative | Performance Stock Unit | 2023-06-12 | M | D | 6,901 | $0.00 | 7,644 | D | — · — to — | 6,901 Common Stock | (F1) Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 5732 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 120.4%. |
| 5 | Derivative | Performance Stock Unit | 2023-06-12 | A | A | 5,379 | $0.00 | 13,023 | D | — · — to — | 5,379 Common Stock | (F5) Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $33.74 (based on the 30-day average closing price of Issuers common stock ending 06/12/2023). |
| 6 | Derivative | Restricted stock unit | 2023-06-12 | A | A | 5,379 | $0.00 | 13,517 | D | — · — to — | 5,379 Common Stock | (F4) Represents a grant of Restricted Stock Unit (RSU) award which vests 33.3% per year over 3 years. Cash dividends on RSUs are reinvested in shares of Issuers common stock at fair market value on date of dividend payment. Per unit value on date of grant was $33.74 (based on the 30-day average closing price of Issuers common stock ending 06/12/2023). |