Form 4 for TCBK TRICO BANCSHARES /
Accepted 2023-10-24 00:00:00 ET · period of report 2023-10-23 · accession 0001620863-23-000056 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2023-10-24 | 2023-10-23 | TCBK | SMITH RICHARD P | CEO, Pres, COB, Dir | J - Other | — | 0 | 38.3K | New | — |
| D | 2023-10-24 | 2023-10-23 | TCBK | SMITH RICHARD P | CEO, Pres, COB, Dir | F - Tax | $30.74 | -1,852 | 257.0K | -0.7% | -$56.9K |
| D | 2023-10-24 | 2023-10-23 | TCBK | SMITH RICHARD P | CEO, Pres, COB, Dir | M - OptEx | — | +3,231 | 258.8K | +1% | — |
| D | 2023-10-24 | 2023-10-23 | TCBK | SMITH RICHARD P | CEO, Pres, COB, Dir | M - OptEx | $0.00 | -3,231 | 6,465 | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-10-23 | J | A | 0 | $0.00 | 1,100,478 | I | — | — | |
| 2 | Common | Common Stock | 2023-10-23 | J | A | 0 | $0.00 | 256.06 | I | — | — | |
| 3 | Common | Common Stock | 2023-10-23 | F | D | 1,852 | $30.74 | 256,960 | D By spouse | — | — | (F2) Reflects shares withheld to pay tax liability. |
| 4 | Common | Common Stock | 2023-10-23 | J | A | 0 | $0.00 | 38,299.26 | I ESOP Trustee | — | — | |
| 5 | Common | Common Stock | 2023-10-23 | M | A | 3,231 | — | 258,812 | D By ESOP | — | — | (F1) 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/23/23) is $30.74. |
| 6 | Derivative | Restricted stock unit | 2023-10-23 | M | D | 3,231 | $0.00 | 6,465 | D | — · — to — | 3,231 Common Stock | (F1) 33% vesting of Restricted Stock Unit award, including accumulated dividends, granted on 10/21/2022. Price per share on vesting date (10/23/23) is $30.74. |