Form 4 for TCBK TRICO BANCSHARES /
Accepted 2024-04-11 00:00:00 ET · period of report 2024-04-09 · accession 0001620863-24-000013 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-04-11 | 2024-04-09 | TCBK | SMITH RICHARD P | CEO, Pres, Dir | M - OptEx | $0.00 | +8,851 | 265.8K | +3% | $0 |
| DMI | 2024-04-11 | 2024-04-09 | TCBK | SMITH RICHARD P | CEO, Pres, Dir | J - Other | — | 0 | 1.15M | New | — |
| D | 2024-04-11 | 2024-04-09 | TCBK | SMITH RICHARD P | CEO, Pres, Dir | F - Tax | $34.49 | -5,173 | 260.6K | -2% | -$178.4K |
| D | 2024-04-11 | 2024-04-09 | TCBK | SMITH RICHARD P | CEO, Pres, Dir | M - OptEx | $0.00 | -8,424 | 35.5K | -19% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-04-09 | M | A | 8,851 | $0.00 | 265,811 | D By ESOP | — | — | (F1) Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 8424 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 105.08%. |
| 2 | Common | Common Stock | 2024-04-09 | J | A | 0 | $0.00 | 38,299.26 | I ESOP Trustee | — | — | |
| 3 | Common | Common Stock | 2024-04-09 | J | A | 0 | $0.00 | 260.23 | I | — | — | |
| 4 | Common | Common Stock | 2024-04-09 | J | A | 0 | $0.00 | 1,146,327 | I | — | — | |
| 5 | Common | Common Stock | 2024-04-09 | F | D | 5,173 | $34.49 | 260,638 | D By spouse | — | — | (F2) Reflects shares withheld to pay tax liability. |
| 6 | Derivative | Performance Stock Unit | 2024-04-09 | M | D | 8,424 | $0.00 | 35,473 | D | — · — to — | 8,424 Common Stock | (F1) Vesting of performance-based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 8424 PSUs which was reported in the original Form 4 for this grant). PSUs vested at 105.08%. |