Form 4 for TCBK TRICO BANCSHARES /
Accepted 2024-05-21 00:00:00 ET · period of report 2024-05-20 · accession 0001620863-24-000020 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2024-05-21 | 2024-05-20 | TCBK | Koehnen Michael W | Dir | J - Other | — | 0 | 1.15M | New | — |
| D | 2024-05-21 | 2024-05-20 | TCBK | Koehnen Michael W | Dir | M - OptEx | — | +2,193 | 119.1K | +2% | — |
| D | 2024-05-21 | 2024-05-20 | TCBK | Koehnen Michael W | Dir | M - OptEx | $0.00 | -2,193 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-05-20 | J | A | 0 | $0.00 | 2,300 | I By mother's trust | — | — | |
| 2 | Common | Common Stock | 2024-05-20 | J | A | 0 | $0.00 | 4,400 | I By Koehnen & Sons Profit Sharing | — | — | |
| 3 | Common | Common Stock | 2024-05-20 | J | A | 0 | $0.00 | 8,600 | I By Koehnen & Sons | — | — | |
| 4 | Common | Common Stock | 2024-05-20 | J | A | 0 | $0.00 | 97,715 | I ESOP Trustee | — | — | |
| 5 | Common | Common Stock | 2024-05-20 | J | A | 0 | $0.00 | 1,146,327 | I | — | — | |
| 6 | Common | Common Stock | 2024-05-20 | M | A | 2,193 | — | 119,132.88 | D By spouse | — | — | (F1) Represents the conversion upon vesting of RSUs into common stock on a one for one basis. RSUs were granted on 5/18/2023. Price per share on vesting date (05/20/2024) is $38.51. |
| 7 | Derivative | Restricted stock unit | 2024-05-20 | M | D | 2,193 | $0.00 | 0 | D | — · — to — | 2,193 Common Stock | (F1) Represents the conversion upon vesting of RSUs into common stock on a one for one basis. RSUs were granted on 5/18/2023. Price per share on vesting date (05/20/2024) is $38.51. |