Form 4 for ECC Eagle Point Credit Co
Accepted 2022-02-16 00:00:00 ET · period of report 2022-02-14 · accession 0001621014-22-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2022-02-16 | 2022-02-14 | ECC | Spinner Daniel M. | Principal, Portfolio Manager | J - Other | $25.00 | -192.8K | 26.2K | -88% | -$4.82M |
| M | 2022-02-16 | 2022-02-14 | ECC | Spinner Daniel M. | Principal, Portfolio Manager | J - Other | $25.00 | -331.2K | 0 | -100% | -$8.28M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | 6.75% Notes due 2027 | 2022-02-14 | J | D | 166,550 | $25.00 | 0 | I | — | — | (F1) The amount reported reflects the aggregate principal amount of notes. (F2) The securities were called for redemption by the Issuer at their stated redemption price (plus accrued but unpaid interest). |
| 2 | Common | 6.6875% Notes due 2028 | 2022-02-14 | J | D | 82,225 | $25.00 | 76,225 | D By Spouse | — | — | (F1) The amount reported reflects the aggregate principal amount of notes. (F2) The securities were called for redemption by the Issuer at their stated redemption price (plus accrued but unpaid interest). (F3) These securities are held in an account for the benefit of Daniel Spinner's spouse. Daniel Spinner has investment authority over this account. Daniel Spinner disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. |
| 3 | Common | 6.75% Notes due 2027 | 2022-02-14 | J | D | 249,000 | $25.00 | 0 | D By Spouse | — | — | (F1) The amount reported reflects the aggregate principal amount of notes. (F2) The securities were called for redemption by the Issuer at their stated redemption price (plus accrued but unpaid interest). (F3) These securities are held in an account for the benefit of Daniel Spinner's spouse. Daniel Spinner has investment authority over this account. Daniel Spinner disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. |
| 4 | Common | 6.6875% Notes due 2028 | 2022-02-14 | J | D | 26,250 | $25.00 | 26,250 | I | — | — | (F1) The amount reported reflects the aggregate principal amount of notes. (F2) The securities were called for redemption by the Issuer at their stated redemption price (plus accrued but unpaid interest). |