Form 4 for DCTH DELCATH SYSTEMS, INC.
Accepted 2023-11-21 00:00:00 ET · period of report 2023-11-17 · accession 0001622627-23-000032 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2023-11-21 | 2023-11-17 | DCTH | Rosalind Advisors, Inc. | Dir | P - Purchase | $2.40 | +100.0K | 1.04M | +11% | +$240.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-11-17 | P | A | 100,000 | $2.40 | 1,038,828 | I By Rosalind Advisors, Inc., the advisor to the Rosalind Funds | — | — | (F1) Each Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein. |