Form 4 for LAW CS Disco, Inc.
Accepted 2021-12-22 00:00:00 ET · period of report 2021-12-20 · accession 0001625641-21-000070 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-22 | 2021-12-20 | LAW | Lafair Michael | CFO | M - OptEx | $1.50 | +30.6K | 397.2K | +8% | +$46.0K |
| DM | 2021-12-22 | 2021-12-20 | LAW | Lafair Michael | CFO | S - Sale+OE | $34.85 | -30.6K | 381.2K | -7% | -$1.07M |
| D | 2021-12-22 | 2021-12-20 | LAW | Lafair Michael | CFO | M - OptEx | $0.00 | -30.6K | 195.2K | -14% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-20 | M | A | 30,635 | $1.50 | 397,164 | D | — | — | |
| 2 | Common | Common Stock | 2021-12-20 | S | D | 4,800 | $36.25 | 366,529 | D | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.81 to $36.79 inclusive. |
| 3 | Common | Common Stock | 2021-12-20 | S | D | 9,842 | $35.04 | 371,329 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.76 to $35.74 inclusive. |
| 4 | Common | Common Stock | 2021-12-20 | S | D | 15,993 | $34.31 | 381,171 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.76 to $34.75 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4). |
| 5 | Derivative | Employee Stock Option (right to buy) | 2021-12-20 | M | D | 30,635 | $0.00 | 195,249 | D | $1.50 · — to 2028-06-08 | 30,635 Common Stock | (F5) Twenty-five percent (25%) of the shares underlying the option vested on December 31, 2018, and the remainder vested or shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer through each vesting date. |