Form 4 for ESCA ESCALADE INC
Accepted 2026-03-03 00:00:00 ET · period of report 2026-03-03 · accession 0001626624-26-000003 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-03-03 | 2026-03-03 | ESCA | Wawrin Stephen | CFO | M - OptEx | — | +2,777 | 43.8K | +7% | — |
| D | 2026-03-03 | 2026-03-03 | ESCA | Wawrin Stephen | CFO | M - OptEx | $0.00 | -2,777 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-03-03 | M | A | 2,777 | — | 43,777 | D | — | — | (F1) Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. |
| 2 | Derivative | Restricted Stock Units | 2026-03-03 | M | D | 2,777 | $0.00 | 0 | D | — · — to 2026-03-03 | 2,777 Common Stock | (F1) Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. (F2) Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). (F3) On March 3, 2023, the reporting person was granted 8,331 RSUs pursuant to the Escalade 2017 Plan, of which 2,777 RSUs vested on March 3, 2024 and an additional 2,777 RSUs vested and settled on March 3, 2025, as previously reported. The remaining 2,777 RSUs vested on March 3, 2026, as reported on this Form 4. All RSUs settle in shares of ESCA common stock. |