Form 4 for ESCA ESCALADE INC
Accepted 2026-03-12 00:00:00 ET · period of report 2026-03-11 · accession 0001626624-26-000007 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-03-12 | 2026-03-11 | ESCA | Wawrin Stephen | CFO | M - OptEx | — | +2,000 | 45.8K | +5% | — |
| D | 2026-03-12 | 2026-03-11 | ESCA | Wawrin Stephen | CFO | M - OptEx | $0.00 | -2,000 | 4,000 | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-03-11 | M | A | 2,000 | — | 45,777 | D | — | — | (F1) Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. |
| 2 | Derivative | Restricted Stock Units | 2026-03-11 | M | D | 2,000 | $0.00 | 4,000 | D | — · — to 2028-03-11 | 2,000 Common Stock | (F2) Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. (F3) Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). (F4) On March 11, 2025, the reporting person was granted 6,000 RSUs pursuant to the Escalade 2017 Plan, of which 2,000 RSUs vested on March 11, 2026. An additional 2,000 RSUs will vest on March 11, 2027 and 2,000 RSUs will vest on March 11, 2028, provided that the reporting person remains an employee, director or consultant of Escalade. |