Form 4 for ESCA ESCALADE INC
Accepted 2026-04-07 16:30:17 ET · period of report 2026-04-03 · accession 0001626624-26-000009 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-04-07 16:30 | 2026-04-03 | ESCA | Wawrin Stephen | CFO | M - OptEx | — | +2,400 | 48.2K | +5% | — |
| D | 2026-04-07 16:30 | 2026-04-03 | ESCA | Wawrin Stephen | CFO | M - OptEx | $0.00 | -2,400 | 2,400 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-04-03 | M | A | 2,400 | — | 48,177 | D | — | — | (F1) Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. |
| 2 | Derivative | Restricted Stock Units | 2026-04-03 | M | D | 2,400 | $0.00 | 2,400 | D | — · — to 2027-04-03 | 2,400 Common Stock | (F2) Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). (F3) On April 3, 2024, the reporting person was granted 7,200 RSUs pursuant to the Escalade 2017 Plan, of which 2,400 RSUs vested and settled on April 3, 2025 and 2,400 RSUs vested and settled on April 3, 2026. The remaining 2,400 RSUs will vest on April 3, 2027, provided that the reporting person remains an employee, director or consultant of Escalade. |