Form 4 for USIO Usio, Inc.
Accepted 2021-11-22 00:00:00 ET · period of report 2021-11-18 · accession 0001627479-21-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-22 | 2021-11-18 | USIO | Frost Houston Korth | SVP | A - Grant | $6.39 | +25.0K | 539.0K | +5% | +$159.8K |
| DM | 2021-11-22 | 2021-11-18 | USIO | Frost Houston Korth | SVP | A - Grant | $0.00 | +6,000 | 6,000 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-18 | A | A | 25,000 | $6.39 | 539,027 | D | — | — | (F1) Shares vest on 11/18/2031 or on change of control. |
| 2 | Derivative | Restricted Stock Units | 2021-11-18 | A | A | 2,000 | $0.00 | 4,000 | D | $0.00 · 2023-11-18 to 2031-11-18 | 2,000 Common Stock | (F3) Restricted stock units vest on 11/18/2023 or on change of control. |
| 3 | Derivative | Restricted Stock Units | 2021-11-18 | A | A | 2,000 | $0.00 | 2,000 | D | $0.00 · 2022-11-18 to 2031-11-18 | 2,000 Common Stock | (F2) Restricted stock units vest on 11/18/2022 or on change of control. |
| 4 | Derivative | Restricted Stock Units | 2021-11-18 | A | A | 2,000 | $0.00 | 6,000 | D | $0.00 · 2024-11-18 to 2031-11-18 | 2,000 Common Stock | (F4) Restricted stock units vest on 11/18/2024 or on change of control. |