Form 4 for USIO Usio, Inc.
Accepted 2023-02-22 00:00:00 ET · period of report 2023-02-21 · accession 0001627479-23-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-22 | 2023-02-21 | USIO | Frost Houston Korth | SVP | A - Grant | $1.75 | +100.0K | 666.5K | +18% | +$175.0K |
| DM | 2023-02-22 | 2023-02-21 | USIO | Frost Houston Korth | SVP | A - Grant | $0.00 | +12.0K | 16.5K | +267% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-21 | A | A | 100,000 | $1.75 | 666,527 | D | — | — | (F1) Shares vest on 2/21/2033 or on change of control. |
| 2 | Derivative | Restricted Stock Units | 2023-02-21 | A | A | 4,000 | $0.00 | 8,500 | D | $0.00 · 2024-02-21 to 2033-02-21 | 4,000 Common Stock | (F2) Restricted stock units vest on 2/21/2024 or on change of control. |
| 3 | Derivative | Restricted Stock Units | 2023-02-21 | A | A | 4,000 | $0.00 | 12,500 | D | $0.00 · 2025-02-21 to 2033-02-21 | 4,000 Common Stock | (F3) Restricted stock units vest on 2/21/2025 or on change of control. |
| 4 | Derivative | Restricted Stock Units | 2023-02-21 | A | A | 4,000 | $0.00 | 16,500 | D | $0.00 · 2026-02-21 to 2033-02-21 | 4,000 Common Stock | (F4) Restricted stock units vest on 2/21/2026 or on change of control. |