Form 4/A for USIO Usio, Inc.
Accepted 2023-12-07 00:00:00 ET · period of report 2023-11-18 · accession 0001627479-23-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DA | 2023-12-07 | 2023-11-18 | USIO | Frost Houston Korth | SVP, Card Issuing | M - OptEx | $1.70 | +2,000 | 668.5K | +0.3% | +$3,400 |
| DA | 2023-12-07 | 2023-11-18 | USIO | Frost Houston Korth | SVP, Card Issuing | M - OptEx | $0.00 | -2,000 | 14.5K | -12% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | USIO | 2023-11-18 | M | A | 2,000 | $1.70 | 668,527 | D | — | — | (F1) The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 11/18/2021 and vested on 11/18/2023. |
| 2 | Derivative | Restricted Stock Units | 2023-11-18 | M | D | 2,000 | $0.00 | 14,500 | D | $0.00 · 2023-11-18 to 2031-11-18 | 2,000 Common Stock | (F1) The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 11/18/2021 and vested on 11/18/2023. |