Form 4 for ACEL Accel Entertainment, Inc.
Accepted 2021-07-15 00:00:00 ET · period of report 2021-07-13 · accession 0001628280-21-013896 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-07-15 | 2021-07-15 | ACEL | Phelan Mark T. | Chief Revenue Off | F - Tax | $11.23 | -1,232 | 119.4K | -1% | -$13.8K |
| DM | 2021-07-15 | 2021-07-13 | ACEL | Phelan Mark T. | Chief Revenue Off | M - OptEx | $2.96 | +33.7K | 90.9K | +59% | +$100.0K |
| DM | 2021-07-15 | 2021-07-13 | ACEL | Phelan Mark T. | Chief Revenue Off | M - OptEx | $2.97 | -33.7K | 42.6K | -44% | -$100.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A-1 Common Stock | 2021-07-15 | F | D | 1,232 | $11.23 | 119,367 | D | — | — | |
| 2 | Common | Class A-1 Common Stock | 2021-07-13 | M | A | 29,636 | $3.37 | 120,575 | D | — | — | |
| 3 | Common | Class A-1 Common Stock | 2021-07-13 | M | A | 24 | $5.24 | 120,599 | D | — | — | |
| 4 | Common | Class A-1 Common Stock | 2021-07-13 | M | A | 4,075 | $0.00 | 90,939 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration. |
| 5 | Derivative | Restricted Stock Units (RSU) | 2021-07-13 | M | D | 4,075 | $0.00 | 12,225 | D | — · — to — | 4,075 Class A-1 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration. (F2) 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date. |
| 6 | Derivative | Employee Stock Option (Right to Buy) | 2021-07-13 | M | D | 24 | $11.10 | 10,313 | D | $5.24 · — to 2025-03-10 | 24 Class A-1 Common Stock | (F4) Represents unvested options that were converted into stock options exercisable for Class A-1 shares in connection with the transaction with TPG Pace Holdings Corp., which will vest in accordance with the vesting schedule as in effect prior to the transaction, such that 1/4 of the total award will vest on December 11, 2020, and the remainder will vest as to 1/4 of the total award annually thereafter, subject to the Reporting Person's continued service to the issuer on each vesting date. |
| 7 | Derivative | Employee Stock Option (Right to Buy) | 2021-07-13 | M | D | 29,636 | $3.37 | 42,555 | D | $3.37 · — to 2022-07-28 | 29,636 Class A-1 Common Stock | (F3) Represents unvested options that were converted into stock options exercisable for Class A-1 shares in connection with the transaction with TPG Pace Holdings Corp., which will vest in accordance with the vesting schedule as in effect prior to the transaction, such that 1/3 of the total award will vest on June 28, 2020, and the remainder will vest as to 1/3 of the total award annually thereafter, subject to the Reporting Person's continued service to the issuer on each vesting date. |