Form 4 for ACEL Accel Entertainment, Inc.
Accepted 2021-07-15 00:00:00 ET · period of report 2021-07-13 · accession 0001628280-21-013897 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-07-15 | 2021-07-15 | ACEL | Rubenstein Andrew H. | CEO, Pres, Dir | F - Tax | $11.23 | -13.3K | 4.33M | -0.3% | -$149.7K |
| DM | 2021-07-15 | 2021-07-13 | ACEL | Rubenstein Andrew H. | CEO, Pres, Dir | M - OptEx | $3.00 | +44.0K | 4.34M | +1% | +$131.7K |
| DM | 2021-07-15 | 2021-07-13 | ACEL | Rubenstein Andrew H. | CEO, Pres, Dir | M - OptEx | $3.00 | -44.0K | 89.8K | -33% | -$131.7K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A-1 Common Stock | 2021-07-15 | F | D | 13,328 | $11.23 | 4,327,240 | D | — | — | |
| 2 | Common | Class A-1 Common Stock | 2021-07-13 | M | A | 29,950 | $0.00 | 4,326,568 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration. |
| 3 | Common | Class A-1 Common Stock | 2021-07-13 | M | A | 14,000 | $9.41 | 4,340,568 | D | — | — | |
| 4 | Derivative | Employee Stock Option (Right to Buy) | 2021-07-13 | M | D | 14,000 | $9.41 | 90,000 | D | $9.41 · — to 2030-07-13 | 14,000 Class A-1 Common Stock | (F3) 1/4 of the total shares underlying the option will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date. |
| 5 | Derivative | Restricted Stock Units (RSU) | 2021-07-13 | M | D | 29,950 | $0.00 | 89,850 | D | — · — to — | 29,950 Class A-1 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A-1 Common Stock upon settlement for no consideration. (F2) 1/4 of the RSUs will vest on July 13, 2021, and the remainder will vest as to 1/16 of the total award in quarterly installments thereafter, subject to the Reporting Person's continuing service to the Issuer on each vesting date. |