Form 4 for VEEV Veeva Systems
Accepted 2021-07-22 00:00:00 ET · period of report 2021-07-20 · accession 0001628280-21-014262 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-07-22 | 2021-07-20 | VEEV | Faddis Jonathan | SVP, Gen. Counsel, Sec | G - Gift | $0.00 | -576 | 4,351 | -12% | $0 |
| D | 2021-07-22 | 2021-07-20 | VEEV | Faddis Jonathan | SVP, Gen. Counsel, Sec | C - Cnv Deriv | $0.00 | +3,334 | 4,927 | +209% | $0 |
| D | 2021-07-22 | 2021-07-20 | VEEV | Faddis Jonathan | SVP, Gen. Counsel, Sec | M - OptEx | $0.00 | -3,334 | 13.3K | -20% | $0 |
| D | 2021-07-22 | 2021-07-20 | VEEV | Faddis Jonathan | SVP, Gen. Counsel, Sec | C - Cnv Deriv | $0.00 | -3,334 | 0 | -100% | $0 |
| D | 2021-07-22 | 2021-07-20 | VEEV | Faddis Jonathan | SVP, Gen. Counsel, Sec | A - Grant | $0.00 | +3,334 | 3,334 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-07-20 | G | D | 576 | $0.00 | 4,351 | D | — | — | |
| 2 | Common | Class A Common Stock | 2021-07-20 | C | A | 3,334 | $0.00 | 4,927 | D | — | — | (F1) Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. |
| 3 | Derivative | Stock Option (right to buy) | 2021-07-20 | M | D | 3,334 | $0.00 | 13,333 | D | $3.92 · — to 2023-03-09 | 3,334 Class B Common Stock | (F1) Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. (F3) The option shares are fully vested and may be exercised at any time. |
| 4 | Derivative | Class B Common Stock | 2021-07-20 | C | D | 3,334 | $0.00 | 0 | D | — · — to — | 3,334 Class A Common Stock | (F1) Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. (F4) Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock or (b) October 15, 2023. |
| 5 | Derivative | Class B Common Stock | 2021-07-20 | A | A | 3,334 | $0.00 | 3,334 | D | — · — to — | 3,334 Class A Common Stock | (F1) Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. (F4) Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock or (b) October 15, 2023. |