Form 4 for EOSE Eos Energy Enterprises, Inc.
Accepted 2021-08-03 00:00:00 ET · period of report 2021-07-30 · accession 0001628280-21-015420 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2021-08-03 | 2021-07-30 | EOSE | AltEnergy Storage II LLC | 10% | J - Other | $0.00 | -1.39M | 4.79M | -23% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-30 | J | A | 144,161 | $0.00 | 5,744,666 | I See footnotes | — | — | (F6) Mr. Stidolph is a trustee of the Trust. The reporting person disclaims beneficial ownership of the reported securities held by the Trust except to the extent of his pecuniary interest therein. |
| 2 | Common | Common Stock | 2021-07-30 | J | A | 815,026 | $0.00 | 5,600,505 | I See footnotes | — | — | (F3) The shares reported in this Form 4 are shares of common stock in which Mr. Stidoloph has a pecuniary interest in that are held directly byAltEnergy I, AltEnergy II, AltEnergy V, AltEnergy VI, Bridge, Transmission or Bridge II. Mr. Stidolph is the managing director of AltEnergy, the managing member of each of AltEnergy I, AltEnergy II, AltEnergy V, AltEnergy VI, Bridge, Transmission and Bridge II, and has voting and dispositive power with respect to the securities owned by AltEnergy I, AltEnergy II, AltEnergy V, AltEnergy VI, Bridge, Transmission and Bridge II. Each of the Filing Persons disclaims beneficial ownership of the outstanding shares of common stock of the issuer reported herein except to the extent of its pecuniary interest therein. |
| 3 | Common | Common Stock | 2021-07-30 | J | D | 2,349,630 | $0.00 | 4,785,479 | I See footnotes | — | — | (F2) In addition to Russell Stidolph, a natural person ("Mr. Stidolph"), this Form 4 is being filed jointly by AltEnergy LLC, a Delaware limited liability company ("AltEnergy"); (ii) AltEnergy I; (iii) AltEnergy II; (iv) AltEnergy V; (v) AltEnergy VI LLC, a Delaware limited liability company ("AltEnergy VI"); (vi) Bridge; (vii) AltEnergy Transmission LLC, a Delaware limited liability company ("Transmission"); and (viii) Bridge II (collectively, the "Filing Persons"). (F3) The shares reported in this Form 4 are shares of common stock in which Mr. Stidoloph has a pecuniary interest in that are held directly byAltEnergy I, AltEnergy II, AltEnergy V, AltEnergy VI, Bridge, Transmission or Bridge II. Mr. Stidolph is the managing director of AltEnergy, the managing member of each of AltEnergy I, AltEnergy II, AltEnergy V, AltEnergy VI, Bridge, Transmission and Bridge II, and has voting and dispositive power with respect to the securities owned by AltEnergy I, AltEnergy II, AltEnergy V, AltEnergy VI, Bridge, Transmission and Bridge II. Each of the Filing Persons disclaims beneficial ownership of the outstanding shares of common stock of the issuer reported herein except to the extent of its pecuniary interest therein. |