Form 4 for KLAC KLA Corporation

Accepted 2021-08-04 00:00:00 ET · period of report 2021-08-02 · accession 0001628280-21-015569 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2021-08-04	2021-08-02	KLAC	Khan Ahmad A.	Pres, Semi Proc. Control	M - OptEx	$0.00	0	75.1K	New	$0
	2021-08-04	2021-08-02	KLAC	Khan Ahmad A.	Pres, Semi Proc. Control	F - Tax	$0.00	-1,568	4,539	-26%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2021-08-02	M	A	3,161	$0.00	6,107	D	—	—	(F2) On August 2, 2018, the Reporting Person was granted RSUs for 12,645 shares of KLA common stock. On August 2, 2021, 25% of the RSUs vested.
2	Common	Common Stock - Restricted Stock Units	2021-08-02	M	D	3,161	$0.00	75,109	D	—	—	(F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock. (F2) On August 2, 2018, the Reporting Person was granted RSUs for 12,645 shares of KLA common stock. On August 2, 2021, 25% of the RSUs vested. (F3) Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.
3	Common	Common Stock	2021-08-02	F	D	1,568	$0.00	4,539	D	—	—	(F4) Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 2, 2021.