Form 4 for KLAC KLA Corporation
Accepted 2021-08-05 00:00:00 ET · period of report 2021-08-03 · accession 0001628280-21-015885 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2021-08-05 | 2021-08-03 | KLAC | WALLACE RICHARD P | Pres, CEO, Dir | M - OptEx | $0.00 | 0 | 162.4K | New | $0 |
| M | 2021-08-05 | 2021-08-03 | KLAC | WALLACE RICHARD P | Pres, CEO, Dir | F - Tax | $346.89 | -17.7K | 77.9K | -18% | -$6.13M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-03 | M | A | 7,504 | $0.00 | 85,414 | D | — | — | (F5) On August 3, 2017, the Reporting Person was granted RSUs for 30,016 shares of KLA common stock. On August 3, 2021, the remaining 25% of the RSUs vested. |
| 2 | Common | Common Stock | 2021-08-03 | F | D | 3,721 | $346.89 | 81,693 | D | — | — | (F4) Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 3, 2021. |
| 3 | Common | Common Stock | 2021-08-03 | F | D | 13,952 | $346.89 | 77,910 | D | — | — | (F4) Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 3, 2021. |
| 4 | Common | Common Stock | 2021-08-03 | M | A | 28,140 | $0.00 | 91,862 | D | — | — | (F2) The remaining fifty percent (50%) of the performance-based RSUs that were granted to the Reporting Person on August 3, 2017, vested upon his completion of four years of service following the grant of the award. |
| 5 | Common | Common Stock - Restricted Stock Units | 2021-08-03 | M | D | 28,140 | $0.00 | 169,934 | D | — | — | (F1) Each RSU represents a contingent right to receive one share of KLA common stock. (F2) The remaining fifty percent (50%) of the performance-based RSUs that were granted to the Reporting Person on August 3, 2017, vested upon his completion of four years of service following the grant of the award. (F3) Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. |
| 6 | Common | Common Stock - Restricted Stock Units | 2021-08-03 | M | D | 7,504 | $0.00 | 162,430 | D | — | — | (F1) Each RSU represents a contingent right to receive one share of KLA common stock. (F5) On August 3, 2017, the Reporting Person was granted RSUs for 30,016 shares of KLA common stock. On August 3, 2021, the remaining 25% of the RSUs vested. (F3) Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. |