Form 4/A for KLAC KLA Corporation
Accepted 2021-08-11 00:00:00 ET · period of report 2021-08-05 · accession 0001628280-21-016630 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| A | 2021-08-11 | 2021-08-05 | KLAC | Khan Ahmad A. | Pres, Semi Proc. Control | M - OptEx | $0.00 | +8,472 | 16.9K | +101% | $0 |
| A | 2021-08-11 | 2021-08-05 | KLAC | Khan Ahmad A. | Pres, Semi Proc. Control | F - Tax | $353.71 | -4,201 | 12.7K | -25% | -$1.49M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-05 | M | A | 8,472 | $0.00 | 16,872 | D | — | — | (F1) The Reporting Person vested fifty percent (50%) of the performance-based RSUs upon the date on which the Compensation Committee of KLA's Board of Directors determined the level at which theunderlying performance goals were attained (August 5, 2021) and will vest in the remaining fifty percent (50%) upon his completion of four years of service following the award (August 2, 2022). The shares ofcommon stock will be issued as the performance-based RSUs vest. (F2) This amendment to Form 4 is being filed to correct an administrative error which incorrectly reported the number of shares of KLA common stock that were beneficially owned by the Reporting Person following this reported transaction on August 5, 2021, and to report the holding for the Reporting Person as 16,872 shares of KLA common stock, instead of 14,702, following such transaction. |
| 2 | Common | Common Stock | 2021-08-05 | F | D | 4,201 | $353.71 | 12,671 | D | — | — | (F3) Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 5, 2021. (F4) This amendment to Form 4 is being filed to correct an administrative error which incorrectly reported the number of shares of KLA common stock that were beneficially owned by the Reporting Person following this reported transaction on August 5, 2021, and to report the holding for the Reporting Person as 12,671 shares of KLA common stock, instead of 10,501, following the reported transaction. |