Form 4 for PHUN Phunware, Inc.
Accepted 2021-08-20 00:00:00 ET · period of report 2021-08-18 · accession 0001628280-21-017425 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-20 | 2021-08-19 | PHUN | Dang Luan | CTO | F - Tax | $0.85 | -5,415 | 1.66M | -0.3% | -$4,603 |
| D | 2021-08-20 | 2021-08-18 | PHUN | Dang Luan | CTO | M - OptEx | $0.00 | +14.6K | 1.67M | +0.9% | $0 |
| D | 2021-08-20 | 2021-08-18 | PHUN | Dang Luan | CTO | M - OptEx | $0.00 | -14.6K | 72.9K | -17% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-19 | F | D | 5,415 | $0.85 | 1,662,667 | D | — | — | (F1) Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. |
| 2 | Common | Common Stock | 2021-08-18 | M | A | 14,583 | $0.00 | 1,668,082 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2021-08-18 | M | D | 14,583 | $0.00 | 72,915 | D | — · — to — | 14,583 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock. (F4) The restricted stock units (RSUs) represent the amount of RSUs that vested on on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date. |