Form 4 for SLNG Stabilis Solutions, Inc.
Accepted 2021-08-25 00:00:00 ET · period of report 2021-08-23 · accession 0001628280-21-017632 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-25 | 2021-08-23 | SLNG | Ballard Westervelt T. JR | Pres, CEO, Dir | F - Tax | $0.00 | -56.6K | 193.4K | -23% | $0 |
| D | 2021-08-25 | 2021-08-23 | SLNG | Ballard Westervelt T. JR | Pres, CEO, Dir | A - Grant | $0.00 | +250.0K | 250.0K | New | $0 |
| D | 2021-08-25 | 2021-08-23 | SLNG | Ballard Westervelt T. JR | Pres, CEO, Dir | M - OptEx | $0.00 | -250.0K | 250.0K | -50% | $0 |
| D | 2021-08-25 | 2021-08-23 | SLNG | Ballard Westervelt T. JR | Pres, CEO, Dir | A - Grant | $0.00 | +500.0K | 500.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-23 | F | D | 56,642 | $0.00 | 193,358 | D | — | — | |
| 2 | Common | Common Stock | 2021-08-23 | A | A | 250,000 | $0.00 | 250,000 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2021-08-23 | M | D | 250,000 | $0.00 | 250,000 | D | — · — to — | 250,000 Common Stock | (F1) The Restricted Stock Units ("RSUs") were awarded to the reporting person pursuant to the Stabilis Solutions, Inc. 2019 Long Term Incentive Plan (the "LTIP"). Each RSU represents the right to receive upon vesting, one share of Stabilis Solutions, Inc. Common Stock. (F4) 250,000 RSUs vested immediately. (F3) Unless earlier forfeited under the terms and conditions of the award agreement, the RSUs expire immediately following vesting. |
| 4 | Derivative | Restricted Stock Units | 2021-08-23 | A | A | 500,000 | $0.00 | 500,000 | D | — · — to — | 500,000 Common Stock | (F1) The Restricted Stock Units ("RSUs") were awarded to the reporting person pursuant to the Stabilis Solutions, Inc. 2019 Long Term Incentive Plan (the "LTIP"). Each RSU represents the right to receive upon vesting, one share of Stabilis Solutions, Inc. Common Stock. (F2) Awarded 500,000 RSUs. 250,000 vest immediately; 125,000 RSUs will vest on August 20, 2022 and 125,000 RSUs will vest on August 20, 2023 (F3) Unless earlier forfeited under the terms and conditions of the award agreement, the RSUs expire immediately following vesting. |