Form 4 for EOSE Eos Energy Enterprises, Inc.
Accepted 2021-09-08 00:00:00 ET · period of report 2021-06-15 · accession 0001628280-21-018273 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-08 | 2021-06-15 | EOSE | Walters Marian | Dir | M - OptEx | $0.00 | +5,198 | 5,198 | New | $0 |
| DM | 2021-09-08 | 2021-06-17 | EOSE | Walters Marian | Dir | A - Grant | $0.00 | +13.4K | 3,762 | New | $0 |
| D | 2021-09-08 | 2021-06-15 | EOSE | Walters Marian | Dir | M - OptEx | $0.00 | -5,198 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-06-15 | M | A | 5,198 | $0.00 | 5,198 | D | — | — | (F1) Restricted stock units vested (F2) Convert without cost to shares of common stock on a one-for-one basis. |
| 2 | Derivative | Stock Option (Right to Buy) | 2021-06-17 | A | A | 9,617 | $0.00 | 9,617 | D | $19.94 · — to 2026-06-17 | 9,617 Common Stock | (F6) The reporting person was granted an option to purchase common stock which vests on the earlier of (i) the first anniversary of the grant date, and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the grant date; provided, that, the option shall vest in full upon the consummation of a change in control. |
| 3 | Derivative | Restricted Stock Units | 2021-06-15 | M | D | 5,198 | $0.00 | 0 | D | $0.00 · 2021-06-15 to — | 5,198 Common Stock | (F3) Not applicable. |
| 4 | Derivative | Restricted Stock Units | 2021-06-17 | A | A | 3,762 | $0.00 | 3,762 | D | — · — to — | 3,762 Common Stock | (F4) Each restricted stock unit represents a contingent right to receive one share of common stock (F5) The reporting person received restricted stock units which vest on the earlier of (i) the first anniversary of the grant date, and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the grant date; provided, that, the restricted stock units shall vest in full upon the consummation of a change in control. (F3) Not applicable. |