Form 4 for ESTA ESTABLISHMENT LABS HOLDINGS INC.
Accepted 2021-09-14 00:00:00 ET · period of report 2021-09-10 · accession 0001628280-21-018598 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-14 | 2021-09-10 | ESTA | CONDON DENNIS E | Dir | S - Sale+OE | $73.50 | -9,000 | 90 | -99% | -$661.5K |
| D | 2021-09-14 | 2021-09-10 | ESTA | CONDON DENNIS E | Dir | M - OptEx | $10.19 | +9,000 | 9,000 | New | +$91.7K |
| D | 2021-09-14 | 2021-09-10 | ESTA | CONDON DENNIS E | Dir | M - OptEx | $10.19 | -9,000 | 18.8K | -32% | -$91.7K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2021-09-10 | S | D | 3,872 | $72.66 | 5,078 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $72.0000 to $72.9850 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 2 | Common | Common Shares | 2021-09-10 | M | A | 9,000 | $10.19 | 9,000 | D | — | — | |
| 3 | Common | Common Shares | 2021-09-10 | S | D | 50 | $71.92 | 8,950 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $71.8300 to $71.9500 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 4 | Common | Common Shares | 2021-09-10 | S | D | 90 | $76.00 | 0 | D | — | — | |
| 5 | Common | Common Shares | 2021-09-10 | S | D | 1,843 | $73.47 | 3,235 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $73.0000 to $73.9900 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 6 | Common | Common Shares | 2021-09-10 | S | D | 2,611 | $74.37 | 624 | D | — | — | (F5) This transaction was executed in multiple trades at prices ranging from $74.0100 to $74.9750 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 7 | Common | Common Shares | 2021-09-10 | S | D | 534 | $75.13 | 90 | D | — | — | (F6) This transaction was executed in multiple trades at prices ranging from $75.0000 to $75.5400 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 8 | Derivative | Stock Option (Right to buy) | 2021-09-10 | M | D | 9,000 | $10.19 | 18,780 | D | $10.19 · — to 2028-03-13 | 9,000 Common Shares | (F7) The option, originally for 36,780 shares, vested as to one-fourth of the shares on December 11, 2018, and one-fourth of the shares subject to the option vest each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date. |