Form 4 for TZOO TRAVELZOO
Accepted 2021-09-20 00:00:00 ET · period of report 2021-09-16 · accession 0001628280-21-018896 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-20 | 2021-09-16+ | TZOO | BARTEL HOLGER | Gbl CEO | S - Sale+OE | $11.16 | -39.8K | 1,723 | -96% | -$443.8K |
| D | 2021-09-20 | 2021-09-16 | TZOO | BARTEL HOLGER | Gbl CEO | M - OptEx | $3.49 | +41.5K | 41.5K | New | +$144.8K |
| D | 2021-09-20 | 2021-09-16 | TZOO | BARTEL HOLGER | Gbl CEO | M - OptEx | $0.00 | -60.0K | 840.0K | -7% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-17 | S | D | 20,952 | $11.46 | 19,533 | D | — | — | (F3) Sales prices for the shares sold ranged from $11.40 to $11.50. |
| 2 | Common | Common Stock | 2021-09-16 | S | D | 1,000 | $11.37 | 40,485 | D | — | — | (F2) Sales prices for the shares sold ranged from $11.31 to $11.40. |
| 3 | Common | Common Stock | 2021-09-16 | M | A | 41,485 | $3.49 | 41,485 | D | — | — | (F1) The Reporting Person elected "net settlement" with respect to the exercise price of the options. |
| 4 | Common | Common Stock | 2021-09-20 | S | D | 17,810 | $10.80 | 1,723 | D | — | — | (F4) Sales prices for the shares sold ranged from $10.75 to $10.85. |
| 5 | Derivative | Stock Option (Right-to-Buy) | 2021-09-16 | M | D | 60,000 | $0.00 | 840,000 | D | $3.49 · — to 2024-09-05 | 60,000 Common Stock | (F5) Non-qualified stock options granted pursuant to that certain Non-qualified Stock Option Agreement, dated September 5, 2019, as amended March 30, 2020. Such options vested in eight quarterly installments starting from March 31, 2020. |