Form 4 for PRCT PROCEPT BioRobotics Corp
Accepted 2021-09-21 00:00:00 ET · period of report 2021-09-17 · accession 0001628280-21-018959 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-21 | 2021-09-17 | PRCT | Desai Antal Rohit | Dir, 10% | C - Cnv Deriv | — | +52.6K | 52.6K | New | — |
| DI | 2021-09-21 | 2021-09-17 | PRCT | Desai Antal Rohit | Dir, 10% | P - Purchase | $25.00 | +440.0K | 11.22M | +4% | +$11.00M |
| DMI | 2021-09-21 | 2021-09-17 | PRCT | Desai Antal Rohit | Dir, 10% | C - Cnv Deriv | — | +10.13M | 10.78M | +1,563% | — |
| DMI | 2021-09-21 | 2021-09-17 | PRCT | Desai Antal Rohit | Dir, 10% | C - Cnv Deriv | — | -10.13M | 0 | -100% | — |
| DM | 2021-09-21 | 2021-09-17 | PRCT | Desai Antal Rohit | Dir, 10% | C - Cnv Deriv | — | -52.6K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-17 | C | A | 52,640 | — | 52,640 | D | — | — | (F1) Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock converted automatically into one share of Common Stock upon the closing of the Issuer's initial public offering. These shares had no expiration date. |
| 2 | Common | Common Stock | 2021-09-17 | P | A | 440,000 | $25.00 | 11,222,662 | I By White Tailed Ptarmigan, LP | — | — | (F3) Represents a purchase in the Issuer's public offering. (F2) Antal Desai, a member of our board of directors and a Partner of CPMG, Inc., along with Kent McGaughy, Jr., the sole shareholder and managing director of CPMG, Inc., may be deemed to share voting and investment power with respect to the shares beneficially owned by White Tailed Ptarmigan, LP. Mr. Desai disclaims beneficial ownership of the shares beneficially owned by White Tailed Ptarmigan, LP except to the extent of any pecuniary interest therein. |
| 3 | Common | Common Stock | 2021-09-17 | C | A | 49,517 | — | 49,517 | I By The 2:22 DNA Trust | — | — | (F1) Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock converted automatically into one share of Common Stock upon the closing of the Issuer's initial public offering. These shares had no expiration date. |
| 4 | Common | Common Stock | 2021-09-17 | C | A | 10,084,910 | — | 10,782,662 | I By White Tailed Ptarmigan, LP | — | — | (F1) Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock converted automatically into one share of Common Stock upon the closing of the Issuer's initial public offering. These shares had no expiration date. (F2) Antal Desai, a member of our board of directors and a Partner of CPMG, Inc., along with Kent McGaughy, Jr., the sole shareholder and managing director of CPMG, Inc., may be deemed to share voting and investment power with respect to the shares beneficially owned by White Tailed Ptarmigan, LP. Mr. Desai disclaims beneficial ownership of the shares beneficially owned by White Tailed Ptarmigan, LP except to the extent of any pecuniary interest therein. |
| 5 | Derivative | Series G Convertible Preferred Stock | 2021-09-17 | C | D | 1,249 | — | 0 | I By White Tailed Ptarmigan, LP | — · — to — | 1,249 Common Stock | (F1) Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock converted automatically into one share of Common Stock upon the closing of the Issuer's initial public offering. These shares had no expiration date. (F2) Antal Desai, a member of our board of directors and a Partner of CPMG, Inc., along with Kent McGaughy, Jr., the sole shareholder and managing director of CPMG, Inc., may be deemed to share voting and investment power with respect to the shares beneficially owned by White Tailed Ptarmigan, LP. Mr. Desai disclaims beneficial ownership of the shares beneficially owned by White Tailed Ptarmigan, LP except to the extent of any pecuniary interest therein. |
| 6 | Derivative | Series E Convertible Preferred Stock | 2021-09-17 | C | D | 3,038,934 | — | 0 | I | — · — to — | 3,038,934 Common Stock | (F1) Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock converted automatically into one share of Common Stock upon the closing of the Issuer's initial public offering. These shares had no expiration date. |
| 7 | Derivative | Series D Convertible Preferred Stock | 2021-09-17 | C | D | 4,712,969 | — | 0 | I | — · — to — | 4,712,969 Common Stock | (F1) Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock converted automatically into one share of Common Stock upon the closing of the Issuer's initial public offering. These shares had no expiration date. |
| 8 | Derivative | Series D Convertible Preferred Stock | 2021-09-17 | C | D | 39,164 | — | 0 | I By White Tailed Ptarmigan, LP | — · — to — | 39,164 Common Stock | (F1) Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock converted automatically into one share of Common Stock upon the closing of the Issuer's initial public offering. These shares had no expiration date. (F2) Antal Desai, a member of our board of directors and a Partner of CPMG, Inc., along with Kent McGaughy, Jr., the sole shareholder and managing director of CPMG, Inc., may be deemed to share voting and investment power with respect to the shares beneficially owned by White Tailed Ptarmigan, LP. Mr. Desai disclaims beneficial ownership of the shares beneficially owned by White Tailed Ptarmigan, LP except to the extent of any pecuniary interest therein. |
| 9 | Derivative | Series G Convertible Preferred Stock | 2021-09-17 | C | D | 272,205 | — | 0 | I | — · — to — | 272,205 Common Stock | (F1) Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock converted automatically into one share of Common Stock upon the closing of the Issuer's initial public offering. These shares had no expiration date. |
| 10 | Derivative | Series F Convertible Preferred Stock | 2021-09-17 | C | D | 2,060,802 | — | 0 | I | — · — to — | 2,060,802 Common Stock | (F1) Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock converted automatically into one share of Common Stock upon the closing of the Issuer's initial public offering. These shares had no expiration date. |
| 11 | Derivative | Series E Convertible Preferred Stock | 2021-09-17 | C | D | 9,104 | — | 0 | I By White Tailed Ptarmigan, LP | — · — to — | 9,104 Common Stock | (F1) Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock converted automatically into one share of Common Stock upon the closing of the Issuer's initial public offering. These shares had no expiration date. (F2) Antal Desai, a member of our board of directors and a Partner of CPMG, Inc., along with Kent McGaughy, Jr., the sole shareholder and managing director of CPMG, Inc., may be deemed to share voting and investment power with respect to the shares beneficially owned by White Tailed Ptarmigan, LP. Mr. Desai disclaims beneficial ownership of the shares beneficially owned by White Tailed Ptarmigan, LP except to the extent of any pecuniary interest therein. |
| 12 | Derivative | Series C Convertible Preferred Stock | 2021-09-17 | C | D | 35,220 | — | 0 | D By The 2:22 DNA Trust | — · — to — | 35,220 Common Stock | (F1) Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock converted automatically into one share of Common Stock upon the closing of the Issuer's initial public offering. These shares had no expiration date. |
| 13 | Derivative | Series E Convertible Preferred Stock | 2021-09-17 | C | D | 7,284 | — | 0 | D By The 2:22 DNA Trust | — · — to — | 7,284 Common Stock | (F1) Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock converted automatically into one share of Common Stock upon the closing of the Issuer's initial public offering. These shares had no expiration date. |
| 14 | Derivative | Series F Convertible Preferred Stock | 2021-09-17 | C | D | 7,468 | — | 0 | D By The 2:22 DNA Trust | — · — to — | 7,468 Common Stock | (F1) Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock converted automatically into one share of Common Stock upon the closing of the Issuer's initial public offering. These shares had no expiration date. |
| 15 | Derivative | Series G Convertible Preferred Stock | 2021-09-17 | C | D | 2,668 | — | 0 | D By White Tailed Ptarmigan, LP | — · — to — | 2,668 Common Stock | (F1) Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock and Series G Preferred Stock converted automatically into one share of Common Stock upon the closing of the Issuer's initial public offering. These shares had no expiration date. (F2) Antal Desai, a member of our board of directors and a Partner of CPMG, Inc., along with Kent McGaughy, Jr., the sole shareholder and managing director of CPMG, Inc., may be deemed to share voting and investment power with respect to the shares beneficially owned by White Tailed Ptarmigan, LP. Mr. Desai disclaims beneficial ownership of the shares beneficially owned by White Tailed Ptarmigan, LP except to the extent of any pecuniary interest therein. |