Form 4 for WRBY Warby Parker Inc.
Accepted 2021-10-01 00:00:00 ET · period of report 2021-09-29 · accession 0001628280-21-019497 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-10-01 | 2021-09-29 | WRBY | Miller Steven Clive | CFO | P - Purchase | $54.05 | +100 | 186.3K | +0.1% | +$5,405 |
| DM | 2021-10-01 | 2021-09-29 | WRBY | Miller Steven Clive | CFO | S - Sale+OE | $53.69 | -155.1K | 186.2K | -45% | -$8.33M |
| DM | 2021-10-01 | 2021-09-29 | WRBY | Miller Steven Clive | CFO | M - OptEx | $0.8488 | +117.8K | 222.4K | +113% | +$100.0K |
| DM | 2021-10-01 | 2021-09-29 | WRBY | Miller Steven Clive | CFO | M - OptEx | $0.00 | -117.8K | 26.4K | -82% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-09-29 | P | A | 100 | $54.05 | 186,285 | D | — | — | |
| 2 | Common | Class A Common Stock | 2021-09-29 | S | D | 36,101 | $53.01 | 186,285 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.00 to $53.33. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 3 | Common | Class A Common Stock | 2021-09-29 | M | A | 81,708 | $0.00 | 223,464 | D | — | — | (F1) This filing relates to the occurrence of a RSU vesting event. |
| 4 | Common | Class A Common Stock | 2021-09-29 | S | D | 118,987 | $53.89 | 186,185 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.73 to $54.38. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 5 | Common | Class A Common Stock | 2021-09-29 | M | A | 36,101 | $2.77 | 222,386 | D | — | — | |
| 6 | Derivative | Restricted Stock Units | 2021-09-29 | M | D | 3,397 | $0.00 | 78,136 | D | — · — to — | 3,397 Class A Common Stock | (F4) Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock. (F9) On November 20, 2019, the Reporting Person was granted 81,533 Restricted Stock Units. The restricted stock units will vest in 48 monthly installments beginning on July 1, 2021 and will expire on June 14, 2031. |
| 7 | Derivative | Stock Option (Right to Buy) | 2021-09-29 | M | D | 36,101 | $0.00 | 0 | D | $2.77 · — to — | 36,101 Class A Common Stock | (F10) The Stock option was granted on February 21, 2014, will vest in 36 monthly installments beginning on January 1, 2014 and will expire on February 20, 2024. |
| 8 | Derivative | Restricted Stock Units | 2021-09-29 | M | D | 27,036 | $0.00 | 13,518 | D | — · — to — | 27,036 Class A Common Stock | (F4) Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock. (F8) On November 20, 2019, the Reporting Person was granted 40,554 Restricted Stock Units. The restricted stock units will vest in 48 monthly installments beginning on January 1, 2019 and will expire on March 28, 2026. |
| 9 | Derivative | Restricted Stock Units | 2021-09-29 | M | D | 16,832 | $0.00 | 23,567 | D | — · — to — | 16,832 Class A Common Stock | (F4) Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock. (F7) On November 20, 2019, the Reporting Person was granted 40,399 Restricted Stock Units. The restricted stock units will vest in 48 monthly installments beginning on January 1, 2020 and will expire on November 19, 2026. |
| 10 | Derivative | Restricted Stock Units | 2021-09-29 | M | D | 29,161 | $0.00 | 2,652 | D | — · — to — | 29,161 Class A Common Stock | (F4) Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock. (F6) On June 18, 2019, the Reporting Person was granted 31,813 Restricted Stock Units. The restricted stock units will vest in 48 monthly installments beginning on January 1, 2018 and will expire on October 16, 2025. |
| 11 | Derivative | Restricted Stock Units | 2021-09-29 | M | D | 5,282 | $0.00 | 26,414 | D | — · — to — | 5,282 Class A Common Stock | (F4) Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock. (F5) On May 31, 2018, the Reporting Person was granted 31,696 Restricted Stock Units. The restricted stock units will vest in 48 monthly installments beginning on January 1, 2021 and will expire on January 27, 2028. |