Form 4 for NOC Northrop Grumman
Accepted 2021-10-04 00:00:00 ET · period of report 2021-09-30 · accession 0001628280-21-019570 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-10-04 | 2021-09-30 | NOC | Larson Blake E | Pres, CVP, Space Systems | F - Tax | $360.15 | -823 | 13.9K | -6% | -$296.4K |
| D | 2021-10-04 | 2021-09-30 | NOC | Larson Blake E | Pres, CVP, Space Systems | M - OptEx | $0.00 | +1,824 | 14.7K | +14% | $0 |
| D | 2021-10-04 | 2021-09-30 | NOC | Larson Blake E | Pres, CVP, Space Systems | M - OptEx | $0.00 | -1,824 | 10.5K | -15% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-30 | F | D | 823 | $360.15 | 13,874.10 | D | — | — | |
| 2 | Common | Common Stock | 2021-09-30 | M | A | 1,824 | $0.00 | 14,697.10 | D | — | — | (F1) Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the 2011 Long-Term Incentive Stock Plan on 2/16/2021 that vested on 9/30/2021. |
| 3 | Derivative | Restricted Stock Rights | 2021-09-30 | M | D | 1,824 | $0.00 | 10,526 | D | — · — to — | 1,824 Common Stock | (F1) Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the 2011 Long-Term Incentive Stock Plan on 2/16/2021 that vested on 9/30/2021. (F2) Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. |