Form 4 for AFRM Affirm Holdings, Inc.
Accepted 2021-10-05 00:00:00 ET · period of report 2021-10-01 · accession 0001628280-21-019737 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-10-05 | 2021-10-01 | AFRM | Adkins Katherine | CLO | F - Tax | $117.85 | -1,129 | 9,264 | -11% | -$133.1K |
| D | 2021-10-05 | 2021-10-01 | AFRM | Adkins Katherine | CLO | M - OptEx | $0.00 | +2,491 | 10.4K | +32% | $0 |
| DM | 2021-10-05 | 2021-10-01 | AFRM | Adkins Katherine | CLO | M - OptEx | $0.00 | -2,491 | 7,284 | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-10-01 | F | D | 1,129 | $117.85 | 9,264 | D | — | — | (F2) Represents the number of shares of the Issuer's Common Stock withheld to satisfy the Reporting Person's tax obligation in connection with the settlement of shares of Common Stock underlying the Reporting Person's RSUs that vested on October 1, 2021. (F3) The total number of shares of Class A common stock has been adjusted to correct for a prior administrative error with respect to the number of shares of Class A common stock reported to be held by the Reporting Person. |
| 2 | Common | Class A Common Stock | 2021-10-01 | M | A | 2,491 | $0.00 | 10,393 | D | — | — | (F1) Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
| 3 | Derivative | Restricted Stock Units | 2021-10-01 | M | D | 2,325 | $0.00 | 23,250 | D | — · — to 2027-10-26 | 2,325 Class A Common Stock | (F5) The total number of RSUs has been adjusted to correct for a prior administrative error with respect to the number of RSUs reported to be held by the Reporting Person. (F1) Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F4) The RSUs vest in 24 equal monthly installments until August 1, 2022, subject to the Reporting Person's continuous service with the Issuer as of each vesting date. |
| 4 | Derivative | Restricted Stock Units | 2021-10-01 | M | D | 166 | $0.00 | 7,284 | D | — · — to — | 166 Class A Common Stock | (F1) Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F6) The RSUs vest in 48 equal monthly installments after June 1, 2021, subject to the Reporting Person's continuous service with the Issuer as of each vesting date. This grant has no expiration date. |