Form 4 for WRBY Warby Parker Inc.
Accepted 2021-10-05 00:00:00 ET · period of report 2021-10-01 · accession 0001628280-21-019744 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-10-05 | 2021-10-01+ | WRBY | Miller Steven Clive | CFO | S - Sale+OE | $53.43 | -178.2K | 0 | -100% | -$9.52M |
| DM | 2021-10-05 | 2021-10-01+ | WRBY | Miller Steven Clive | CFO | M - OptEx | $11.27 | +178.2K | 22.5K | New | +$2.01M |
| DM | 2021-10-05 | 2021-10-01+ | WRBY | Miller Steven Clive | CFO | M - OptEx | $0.00 | -178.2K | 22.4K | -89% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-10-01 | S | D | 22,500 | $53.54 | 0 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.50 to $54.00. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 2 | Common | Class A Common Stock | 2021-10-05 | S | D | 79,289 | $53.25 | 0 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $[] to $[]. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 3 | Common | Class A Common Stock | 2021-10-05 | M | A | 79,289 | $12.35 | 79,289 | D | — | — | |
| 4 | Common | Class A Common Stock | 2021-10-04 | S | D | 50,000 | $53.60 | 0 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.50 to $53.68. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 5 | Common | Class A Common Stock | 2021-10-04 | M | A | 50,000 | $12.35 | 50,000 | D | — | — | |
| 6 | Common | Class A Common Stock | 2021-10-01 | M | A | 26,400 | $4.46 | 26,400 | D | — | — | |
| 7 | Common | Class A Common Stock | 2021-10-01 | S | D | 26,400 | $53.54 | 0 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.50 to $54.00. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 8 | Common | Class A Common Stock | 2021-10-01 | M | A | 22,500 | $13.08 | 22,500 | D | — | — | |
| 9 | Derivative | Stock Option (Right to Buy) | 2021-10-01 | M | D | 22,500 | $0.00 | 167,109 | D | $13.08 · — to — | 22,500 Class A Common Stock | (F5) The Stock option was granted on October 16, 2018, will vest in 48 monthly installments beginning on January 1, 2018 and will expire on October 15, 2028. |
| 10 | Derivative | Stock Option (Right to Buy) | 2021-10-05 | M | D | 79,289 | $0.00 | 47,843 | D | $12.35 · — to — | 79,289 Class A Common Stock | (F6) The Stock option was granted on March 29, 2019, will vest in 48 monthly installments beginning on January 1, 2019 and will expire on March 28, 2029. |
| 11 | Derivative | Stock Option (Right to Buy) | 2021-10-04 | M | D | 50,000 | $0.00 | 127,132 | D | $12.35 · — to — | 50,000 Class A Common Stock | (F6) The Stock option was granted on March 29, 2019, will vest in 48 monthly installments beginning on January 1, 2019 and will expire on March 28, 2029. |
| 12 | Derivative | Stock Option (Right to Buy) | 2021-10-01 | M | D | 26,400 | $0.00 | 22,421 | D | $4.46 · — to — | 26,400 Class A Common Stock | (F4) The Stock option was granted on June 15, 2016, is fully vested and will expire on June 14, 2026. |