Form 4 for NOC Northrop Grumman
Accepted 2021-11-03 00:00:00 ET · period of report 2021-11-01 · accession 0001628280-21-021421 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-03 | 2021-11-01 | NOC | Ryan Lucy C | Corp VP, Comms | M - OptEx | $0.00 | +303 | 1,541 | +24% | $0 |
| D | 2021-11-03 | 2021-11-01 | NOC | Ryan Lucy C | Corp VP, Comms | F - Tax | $354.85 | -92 | 1,449 | -6% | -$32.6K |
| D | 2021-11-03 | 2021-11-01 | NOC | Ryan Lucy C | Corp VP, Comms | M - OptEx | $0.00 | -303 | 1,823 | -14% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-01 | M | A | 303 | $0.00 | 1,541.44 | D | — | — | (F1) In accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), because the third anniversary of the grant (October 30, 2021) fell on a weekend, the award shares vested on November 1, 2021, the next business day. The vested award shares were valued based on the Company's closing stock price on November 1, 2021. The shares will be distributed into the participant's account on November 2, 2021. (F2) Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 10/30/2018 that vested on 11/1/2021. |
| 2 | Common | Common Stock | 2021-11-01 | F | D | 92 | $354.85 | 1,449.44 | D | — | — | (F1) In accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), because the third anniversary of the grant (October 30, 2021) fell on a weekend, the award shares vested on November 1, 2021, the next business day. The vested award shares were valued based on the Company's closing stock price on November 1, 2021. The shares will be distributed into the participant's account on November 2, 2021. |
| 3 | Derivative | Restricted Stock Rights | 2021-11-01 | M | D | 303 | $0.00 | 1,823 | D | — · — to — | 303 Common Stock | (F2) Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 10/30/2018 that vested on 11/1/2021. (F3) Each RSR represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. |